{
  "crd_number": 110372,
  "slug": "paradigm-strategies-in-wealth-management-llc-maple-grove-mn-110372",
  "primary_business_name": "PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC",
  "legal_name": "PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Maple Grove",
  "state": "MN",
  "country": "United States",
  "cbsa_code": "33460",
  "metro": {
    "cbsa_code": "33460",
    "common_name": "Minneapolis",
    "msa_name": "Minneapolis-St. Paul-Bloomington, MN-WI",
    "path": "/advisors/mn/minneapolis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-03-06",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-02-26",
  "carried_forward": false,
  "raum_total": 313662138.0,
  "raum_discretionary": 313662138.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 1019273.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 47523728.0,
      "count": 125
    },
    "high_net_worth_individuals": {
      "raum": 265119137.0,
      "count": 93
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "MN",
    "TX",
    "WI"
  ],
  "websites": [
    "https://facebook.com/ParadigmWealthManagement",
    "https://linkedin.com/company/5402249/admin",
    "https://planparadigm.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110372",
  "city_as_filed": "MAPLE GROVE",
  "url": "https://advisorcensus.com/firm/paradigm-strategies-in-wealth-management-llc-maple-grove-mn-110372",
  "display_name": "Paradigm, Strategies in Wealth Management, LLC",
  "summary": "Paradigm, Strategies in Wealth Management, LLC is an SEC-registered investment advisory firm in Maple Grove, MN, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 26, 2026.",
  "citation": "AdvisorCensus. Paradigm, Strategies in Wealth Management, LLC (CRD 110372): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Paradigm, Strategies in Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Paradigm, Strategies in Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Paradigm, Strategies in Wealth Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 26, 2026 states: Flat fee: $7,500 (planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Paradigm, Strategies in Wealth Management, LLC located?",
      "a": "Paradigm, Strategies in Wealth Management, LLC's principal office is in Maple Grove, MN, according to its Form ADV."
    },
    {
      "q": "Is Paradigm, Strategies in Wealth Management, LLC registered with the SEC or a state?",
      "a": "Paradigm, Strategies in Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 110372."
    },
    {
      "q": "How much does Paradigm, Strategies in Wealth Management, LLC manage?",
      "a": "Paradigm, Strategies in Wealth Management, LLC reports $313,662,138 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (100% discretionary)."
    },
    {
      "q": "How have Paradigm, Strategies in Wealth Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Paradigm, Strategies in Wealth Management, LLC: Regulatory assets under management: $228,727,271 in the October 2021 data and $313,662,138 in the October 2026 data, up 37%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Paradigm, Strategies in Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (125); high net worth individuals (93); charitable organizations (1)."
    },
    {
      "q": "Which custodians does Paradigm, Strategies in Wealth Management, LLC use?",
      "a": "Paradigm, Strategies in Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Paradigm, Strategies in Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110372"
    },
    {
      "q": "Does Paradigm, Strategies in Wealth Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 26, 2026 says: \"We do not impose a minimum account size or require a minimum annual fee for obtaining our services.\""
    },
    {
      "q": "What changed in Paradigm, Strategies in Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Employees performing advisory functions went from 4 to 3."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 228727271.0,
      "total_employees": 6,
      "filing_date": "2021-06-23"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 266711025.0,
      "total_employees": 6,
      "filing_date": "2022-09-13"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 250803951.0,
      "total_employees": 6,
      "filing_date": "2023-07-27"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 275774950.0,
      "total_employees": 5,
      "filing_date": "2024-08-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 295827872.0,
      "total_employees": 5,
      "filing_date": "2025-07-09"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 313662138.0,
      "total_employees": 5,
      "filing_date": "2026-02-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 3."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 26, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "None",
    "planning_fees": [
      "Flat fee: $7,500 (planning services)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "We do not impose a minimum account size or require a minimum annual fee for obtaining our services."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: None"
        ],
        "quotes": [
          "We do not impose a minimum account size or require a minimum annual fee for obtaining our services."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $7,500 (planning services)"
        ],
        "quotes": [
          "Fixed Fee $7,500 Payable one-half (1/2) upon execution of the advisory agreement with Paradigm and the balance due at the time of presentation of the plan"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": 0.0,
      "planning": [
        {
          "kind": "flat",
          "amount": 7500.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "planning services"
        }
      ]
    },
    "quotes": [
      "We do not impose a minimum account size or require a minimum annual fee for obtaining our services.",
      "We do not impose a minimum account size or require a minimum annual fee for obtaining our services.",
      "Fixed Fee $7,500 Payable one-half (1/2) upon execution of the advisory agreement with Paradigm and the balance due at the time of presentation of the plan"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/paradigm-strategies-in-wealth-management-llc-maple-grove-mn-110372.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 125,
      "fewer_than_5": false,
      "raum": 47523728.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 93,
      "fewer_than_5": false,
      "raum": 265119137.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 1019273.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110372",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}