{ "crd_number": 174058, "slug": "paradigm-investment-management-miami-fl-174058", "primary_business_name": "PARADIGM INVESTMENT MANAGEMENT", "legal_name": "INCASA LLC", "dbas": [ "PARADIGM AQUISITIONS GROUP", "PARADIGM INVESTMENT MANAGEMENT", "PARADIGM PARTNERS CAPITAL MANAGEMENT" ], "city": "Miami", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2015-01-08", "years_registered": 11, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 725207032.0, "raum_discretionary": 725207032.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 3, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "banking_thrift": { "raum": 175207032.0, "count": 1, "fewer_than_5": true }, "investment_companies": { "raum": 350000000.0, "count": 1 }, "pooled_investment_vehicles": { "raum": 200000000.0, "count": 7 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL" ], "websites": [ "https://paradigmpcm.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/174058", "city_as_filed": "MIAMI", "url": "https://advisorcensus.com/firm/paradigm-investment-management-miami-fl-174058", "display_name": "Paradigm Investment Management", "summary": "Paradigm Investment Management is an SEC-registered investment advisory firm in Miami, FL, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Paradigm Investment Management (CRD 174058): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Paradigm Investment Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Paradigm Investment Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Paradigm Investment Management located?", "a": "Paradigm Investment Management's principal office is in Miami, FL, according to its Form ADV." }, { "q": "Is Paradigm Investment Management registered with the SEC or a state?", "a": "Paradigm Investment Management is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 174058." }, { "q": "How much does Paradigm Investment Management manage?", "a": "Paradigm Investment Management reports $725,207,032 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Paradigm Investment Management's assets and staff changed since 2021?", "a": "In the Form ADV data for Paradigm Investment Management: Regulatory assets under management: $150,000,000 in the October 2021 data and $725,207,032 in the October 2026 data, up 383%. Total employees: 1 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Paradigm Investment Management serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7); banking or thrift institutions (1); investment companies (1)." }, { "q": "Which custodians does Paradigm Investment Management use?", "a": "Paradigm Investment Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Creand Securities and Interactive Brokers LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Paradigm Investment Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174058" }, { "q": "What changed in Paradigm Investment Management's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 3 to 2." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 150000000.0, "total_employees": 1, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 177470172.0, "total_employees": 2, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 442982939.0, "total_employees": 2, "filing_date": "2023-09-27" }, { "period": "2024-10-01", "regulatory_assets_under_management": 547982400.0, "total_employees": 2, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 687300503.0, "total_employees": 3, "filing_date": "2025-04-02" }, { "period": "2026-10-01", "regulatory_assets_under_management": 725207032.0, "total_employees": 3, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 3 to 2." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Creand Securities", "name_as_filed": "CREAND SECURITIES", "affiliated": false }, { "name": "Interactive Brokers LLC", "name_as_filed": "INTERACTIVE BROKERS LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/paradigm-investment-management-miami-fl-174058.md", "clients": [ { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 1, "fewer_than_5": true, "raum": 175207032.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 350000000.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 7, "fewer_than_5": false, "raum": 200000000.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/174058", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }