# Paradigm Investment Advisory LLC

> Paradigm Investment Advisory LLC is a state-registered investment advisory firm in Akron, OH, registered since 2013, with no regulatory assets under management reported in its Form ADV filing dated March 30, 2026.

- CRD: 168295
- Filed as: PARADIGM INVESTMENT ADVISORY LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Akron, OH
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/168295
- AdvisorCensus page: https://advisorcensus.com/firm/paradigm-investment-advisory-llc-akron-oh-168295

## Quick answers

**How is Paradigm Investment Advisory LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Paradigm Investment Advisory LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Paradigm Investment Advisory LLC located?**
Paradigm Investment Advisory LLC's principal office is in Akron, OH, according to its Form ADV.

**Is Paradigm Investment Advisory LLC registered with the SEC or a state?**
Paradigm Investment Advisory LLC is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 168295.

**What types of clients does Paradigm Investment Advisory LLC serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (6).

**Does Paradigm Investment Advisory LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/168295

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2013 (12 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/168295

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Paradigm Investment Advisory LLC (CRD 168295): Form ADV filing data as of October 2026.