# Paradigm Consulting, Inc.

> Paradigm Consulting, Inc. is a state-registered investment advisory firm in Utica, NY, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.

- CRD: 144990
- Filed as: PARADIGM CONSULTING, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Utica, NY
- Filing period: October 2026
- Form ADV filing dated: March 3, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/144990
- AdvisorCensus page: https://advisorcensus.com/firm/paradigm-consulting-inc-utica-ny-144990

## Quick answers

**How is Paradigm Consulting, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Paradigm Consulting, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Paradigm Consulting, Inc. located?**
Paradigm Consulting, Inc.'s principal office is in Utica, NY, according to its Form ADV.

**Is Paradigm Consulting, Inc. registered with the SEC or a state?**
Paradigm Consulting, Inc. is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 144990.

**How much does Paradigm Consulting, Inc. manage?**
Paradigm Consulting, Inc. reports $81,215,523 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (14% discretionary).

**How have Paradigm Consulting, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Paradigm Consulting, Inc.: Regulatory assets under management: $340,662,429 in the October 2021 data and $81,215,523 in the October 2026 data, down 76%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Paradigm Consulting, Inc. serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (19).

**Does Paradigm Consulting, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/144990

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $81,215,523
- Discretionary: $11,314,576
- Non-discretionary: $69,900,947

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 19 | $81,215,523 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Pension consulting services

### Firm details
- Registered since: 2024 (2 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- paradigmci.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $340,662,429 | 5 | March 26, 2021 |
| October 2022 | $211,717,233 | 5 | May 20, 2022 |
| October 2023 | $168,527,945 | 5 | February 9, 2023 |
| October 2026 | $81,215,523 | 5 | March 3, 2026 |

Regulatory assets under management: $340,662,429 in the October 2021 data and $81,215,523 in the October 2026 data, down 76%.
Total employees: 5 in October 2021 and 5 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Paradigm Consulting, Inc. (CRD 144990): Form ADV filing data as of October 2026.