# Paradice Investment Management LLC > Paradice Investment Management LLC is an SEC-registered investment advisory firm in Sydney, Australia, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 14, 2026. - CRD: 164411 - Filed as: PARADICE INVESTMENT MANAGEMENT LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Sydney, Australia - Filing period: October 2026 - Form ADV filing dated: September 14, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/164411 - AdvisorCensus page: https://advisorcensus.com/firm/paradice-investment-management-llc-sydney-164411 ## Quick answers **How is Paradice Investment Management LLC compensated?** On its Form ADV (Item 5.E, October 2026), Paradice Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure. **Where is Paradice Investment Management LLC located?** Paradice Investment Management LLC's principal office is in Sydney, Australia, according to its Form ADV. **Is Paradice Investment Management LLC registered with the SEC or a state?** Paradice Investment Management LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 164411. **How much does Paradice Investment Management LLC manage?** Paradice Investment Management LLC reports $1,428,410,441 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (100% discretionary). **How have Paradice Investment Management LLC's assets and staff changed since 2021?** In the Form ADV data for Paradice Investment Management LLC: Regulatory assets under management: $4,586,033,288 in the October 2021 data and $1,428,410,441 in the October 2026 data, down 69%. Total employees: 19 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Paradice Investment Management LLC serve?** By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4); pension and profit sharing plans (but not the plan participants or government pension plans) (2). **Which custodians does Paradice Investment Management LLC use?** Paradice Investment Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citibank (Hong Kong) and JPMorgan Chase Bank, N.A. (UK) as custodians holding 10% or more of its separately managed account assets. **Does Paradice Investment Management LLC report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164411 **What changed in Paradice Investment Management LLC's recent Form ADV filings?** In the October 2026 filing data: Employees performing advisory functions went from 4 to 2. ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Performance-based fees ### Custodians (Schedule D, Section 5.K(3)) - Citibank (Hong Kong) - JPMorgan Chase Bank, N.A. (UK) Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $1,428,410,441 - Discretionary: $1,428,410,441 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 0 | $0 | | High net worth individuals | 0 | $0 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 4 | $172,094,945 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $1,256,315,496 | | Charitable organizations | 0 | $0 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 0 | $0 | | Other | 0 | $0 | ### Advisory services (Item 5.G) - Portfolio management for pooled investment vehicles (other than investment companies) - Portfolio management for businesses (other than small businesses) or institutional clients ### Firm details - Registered since: 2012 (14 years) - Employees: 2 total, 2 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CO - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Websites listed on Form ADV (Item 1.I) - LinkedIn @paradice-investment-management-llc ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $4,586,033,288 | 19 | August 6, 2021 | | October 2022 | $2,766,833,754 | 20 | September 30, 2022 | | October 2023 | $2,857,736,846 | 19 | September 11, 2023 | | October 2024 | $1,395,196,667 | 10 | September 18, 2024 | | October 2025 | $1,395,196,667 | 7 | January 31, 2025 | | October 2026 | $1,428,410,441 | 2 | September 14, 2026 | Regulatory assets under management: $4,586,033,288 in the October 2021 data and $1,428,410,441 in the October 2026 data, down 69%. Total employees: 19 in October 2021 and 2 in October 2026. ## Changes in the filing (last 12 months) ### October 2026 - Employees performing advisory functions went from 4 to 2. ### January 2026 - No longer registered or notice-filed in CA. ### December 2025 - Employees performing advisory functions went from 5 to 4. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Paradice Investment Management LLC (CRD 164411): Form ADV filing data as of October 2026.