{ "crd_number": 131796, "slug": "papamarkou-wellner-perkin-advisors-new-york-ny-131796", "primary_business_name": "PAPAMARKOU WELLNER PERKIN ADVISORS", "legal_name": "PAPAMARKOU WELLNER ASSET MANAGEMENT, INC.", "dbas": [ "PAPAMARKOU WELLNER PERKIN", "PAPAMARKOU WELLNER PERKIN ADVISORS" ], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2004-07-21", "years_registered": 22, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 357509070.0, "raum_discretionary": 245285611.0, "raum_non_discretionary": 112223459.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 11, "advisory_employees": 11, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 3023945.0, "count": 1, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 322160337.0, "count": 96 }, "pooled_investment_vehicles": { "raum": 14193762.0, "count": 1 }, "corporations_other_businesses": { "raum": 18131026.0, "count": 11 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "other", "periodicals_newsletters", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "CT", "DC", "FL", "MA", "MD", "NJ", "NV", "NY", "PA", "TX" ], "websites": [ "https://linkedin.com/company/papamarkou-wellner-perkin", "https://papamarkou.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131796", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/papamarkou-wellner-perkin-advisors-new-york-ny-131796", "display_name": "Papamarkou Wellner Perkin Advisors", "summary": "Papamarkou Wellner Perkin Advisors is an SEC-registered investment advisory firm in New York, NY, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Papamarkou Wellner Perkin Advisors (CRD 131796): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Selection of other advisers (including private fund managers)", "Publication of periodicals or newsletters", "Other" ], "quick_answers": [ { "q": "How is Papamarkou Wellner Perkin Advisors compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Papamarkou Wellner Perkin Advisors reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other." }, { "q": "Where is Papamarkou Wellner Perkin Advisors located?", "a": "Papamarkou Wellner Perkin Advisors' principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Papamarkou Wellner Perkin Advisors registered with the SEC or a state?", "a": "Papamarkou Wellner Perkin Advisors is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 131796." }, { "q": "How much does Papamarkou Wellner Perkin Advisors manage?", "a": "Papamarkou Wellner Perkin Advisors reports $357,509,070 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (69% discretionary)." }, { "q": "How have Papamarkou Wellner Perkin Advisors' assets and staff changed since 2021?", "a": "In the Form ADV data for Papamarkou Wellner Perkin Advisors: Regulatory assets under management: $347,069,121 in the October 2021 data and $357,509,070 in the October 2026 data, up 3%. Total employees: 10 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Papamarkou Wellner Perkin Advisors serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (96); corporations or other businesses not listed above (11); pooled investment vehicles (other than investment companies and business development companies) (1)." }, { "q": "Which custodians does Papamarkou Wellner Perkin Advisors use?", "a": "Papamarkou Wellner Perkin Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC and Wilmington Trust as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Papamarkou Wellner Perkin Advisors report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/131796" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 347069121.0, "total_employees": 10, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 408332045.0, "total_employees": 10, "filing_date": "2022-09-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 291893059.0, "total_employees": 10, "filing_date": "2023-05-16" }, { "period": "2024-10-01", "regulatory_assets_under_management": 332447131.0, "total_employees": 10, "filing_date": "2024-08-30" }, { "period": "2025-10-01", "regulatory_assets_under_management": 357020170.0, "total_employees": 11, "filing_date": "2025-07-16" }, { "period": "2026-10-01", "regulatory_assets_under_management": 357509070.0, "total_employees": 11, "filing_date": "2026-03-31" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [ { "name": "Pershing LLC", "name_as_filed": "PERSHING LLC", "affiliated": false }, { "name": "Wilmington Trust", "name_as_filed": "WILMINGTON TRUST", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/papamarkou-wellner-perkin-advisors-new-york-ny-131796.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 96, "fewer_than_5": false, "raum": 322160337.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 14193762.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 1, "fewer_than_5": true, "raum": 3023945.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 11, "fewer_than_5": false, "raum": 18131026.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131796", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }