# Pantheon Investments

> Pantheon Investments is a state-registered investment advisory firm in Chattanooga, TN, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 13, 2026.

- CRD: 108411
- Filed as: PANTHEON INVESTMENTS
- Legal name: Pantheon Investments, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Chattanooga, TN
- Filing period: October 2026
- Form ADV filing dated: July 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/108411
- AdvisorCensus page: https://advisorcensus.com/firm/pantheon-investments-chattanooga-tn-108411

## Quick answers

**How is Pantheon Investments compensated?**
On its Form ADV (Item 5.E, October 2026), Pantheon Investments reports these compensation arrangements: a percentage of assets under its management; other.

**Where is Pantheon Investments located?**
Pantheon Investments' principal office is in Chattanooga, TN, according to its Form ADV.

**Is Pantheon Investments registered with the SEC or a state?**
Pantheon Investments is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 108411.

**How much does Pantheon Investments manage?**
Pantheon Investments reports $3,039,630 in regulatory assets under management in its Form ADV filing dated July 13, 2026 (100% discretionary).

**How have Pantheon Investments' assets and staff changed since 2021?**
In the Form ADV data for Pantheon Investments: Regulatory assets under management: $226,787,355 in the October 2021 data and $3,039,630 in the October 2026 data, down 99%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pantheon Investments serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (1).

**Does Pantheon Investments report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/108411

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Regulatory assets under management (Item 5.F)
- Total: $3,039,630
- Discretionary: $3,039,630
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 1 | $3,039,630 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Other

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TN
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/108411

### Websites listed on Form ADV (Item 1.I)
- pantheon.investments

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $226,787,355 | 1 | February 28, 2021 |
| October 2022 | $1,488,961 | 1 | July 20, 2022 |
| October 2026 | $3,039,630 | 1 | July 13, 2026 |

Regulatory assets under management: $226,787,355 in the October 2021 data and $3,039,630 in the October 2026 data, down 99%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pantheon Investments (CRD 108411): Form ADV filing data as of October 2026.