# Pandi, LLC

> Pandi, LLC is an SEC-registered investment advisory firm in Kansas City, MO, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 26, 2026.

- CRD: 330112
- Filed as: PANDI, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Kansas City, MO
- Filing period: October 2026
- Form ADV filing dated: August 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/330112
- AdvisorCensus page: https://advisorcensus.com/firm/pandi-llc-kansas-city-mo-330112

## Quick answers

**How is Pandi, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pandi, LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).

**Where is Pandi, LLC located?**
Pandi, LLC's principal office is in Kansas City, MO, according to its Form ADV.

**Is Pandi, LLC registered with the SEC or a state?**
Pandi, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 330112.

**How much does Pandi, LLC manage?**
Pandi, LLC reports $1,377,568,744 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (49% discretionary).

**How have Pandi, LLC's assets and staff changed since 2024?**
In the Form ADV data for Pandi, LLC: Regulatory assets under management: $2,039,599,738 in the October 2025 data and $1,377,568,744 in the October 2026 data, down 32%. Total employees: 11 in October 2024 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pandi, LLC serve?**
By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (9); high net worth individuals (8).

**Which custodians does Pandi, LLC use?**
Pandi, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan Securities LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Pandi, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330112

**What changed in Pandi, LLC's recent Form ADV filings?**
In the September 2026 filing data: Registered or notice-filed in IL.

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- J.P. Morgan Securities LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,377,568,744
- Discretionary: $681,378,613
- Non-discretionary: $696,190,131

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 8 | $440,060,879 |
| Charitable organizations | Fewer than 5 | $668,349,318 |
| Corporations or other businesses not listed above | 9 | $269,158,547 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 20 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, KS, MO, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pandikc.com
- LinkedIn @pandikc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | Not reported | 11 | July 31, 2024 |
| October 2025 | $2,039,599,738 | 14 | May 22, 2025 |
| October 2026 | $1,377,568,744 | 20 | August 26, 2026 |

Regulatory assets under management: $2,039,599,738 in the October 2025 data and $1,377,568,744 in the October 2026 data, down 32%.
Total employees: 11 in October 2024 and 20 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Registered or notice-filed in IL.

### April 2026
- Employees performing advisory functions went from 6 to 7.
- Regulatory assets under management went from $2,039,599,738 to $1,377,568,744 (-32%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pandi, LLC (CRD 330112): Form ADV filing data as of October 2026.