# Pan Global Advisers, LLC

> Pan Global Advisers, LLC is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 18, 2026.

- CRD: 301863
- Filed as: PAN GLOBAL ADVISERS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: September 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/301863
- AdvisorCensus page: https://advisorcensus.com/firm/pan-global-advisers-llc-newport-beach-ca-301863

## Quick answers

**How is Pan Global Advisers, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pan Global Advisers, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**What does Pan Global Advisers, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Up to $2,000,000: 1% a year; $2,000,000 to $5,000,000: 0.85% a year; $5,000,000 to $10,000,000: 0.75% a year; $10,000,000 to $25,000,000: 0.65% a year; Above $25,000,000: 0.55% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Pan Global Advisers, LLC located?**
Pan Global Advisers, LLC's principal office is in Newport Beach, CA, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Pan Global Advisers, LLC registered with the SEC or a state?**
Pan Global Advisers, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 301863.

**How much does Pan Global Advisers, LLC manage?**
Pan Global Advisers, LLC reports $270,491,294 in regulatory assets under management in its Form ADV filing dated September 18, 2026 (65% discretionary).

**How have Pan Global Advisers, LLC's assets and staff changed since 2021?**
In the Form ADV data for Pan Global Advisers, LLC: Regulatory assets under management: $174,253,484 in the October 2021 data and $270,491,294 in the October 2026 data, up 55%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pan Global Advisers, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (19); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Pan Global Advisers, LLC use?**
Pan Global Advisers, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Pan Global Advisers, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/301863

**Does Pan Global Advisers, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Our minimum account size requirement is $100,000, which can be a combination of accounts. Any exceptions to the minimum account size will be made at the sole discretion of Pan Global."

**What changed in Pan Global Advisers, LLC's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Up to $2,000,000: 1% a year
- $2,000,000 to $5,000,000: 0.85% a year
- $5,000,000 to $10,000,000: 0.75% a year
- $10,000,000 to $25,000,000: 0.65% a year
- Above $25,000,000: 0.55% a year

> Our standard advisory fee is based on the market value of the assets under management and is calculated as follows: Account Value Annual Advisory Fee $0 - $2,000,000 1.00% $2,000,000 - $5,000,000 0.85% $5,000,000 - $10,000,000 0.75% $10,000,000 - $25,000,000 0.65% $25,000,000 and Above 0.55%

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> Our minimum account size requirement is $100,000, which can be a combination of accounts. Any exceptions to the minimum account size will be made at the sole discretion of Pan Global.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $270,491,294
- Discretionary: $177,045,643
- Non-discretionary: $93,445,651

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 19 | $6,712,880 |
| High net worth individuals | Fewer than 5 | $13,393,943 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $17,484,594 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,035,828 |
| Charitable organizations | Fewer than 5 | $83,605,007 |
| Other investment advisers | Fewer than 5 | $148,259,042 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Pasadena, CA

### Websites listed on Form ADV (Item 1.I)
- familyofficeria.com
- panglobaladvisers.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $174,253,484 | 3 | March 25, 2021 |
| October 2022 | $211,608,877 | 3 | August 19, 2022 |
| October 2023 | $190,357,144 | 3 | April 24, 2023 |
| October 2024 | $200,237,093 | 3 | May 24, 2024 |
| October 2025 | $225,671,960 | 3 | March 31, 2025 |
| October 2026 | $270,491,294 | 3 | September 18, 2026 |

Regulatory assets under management: $174,253,484 in the October 2021 data and $270,491,294 in the October 2026 data, up 55%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $225,671,960 to $270,491,294 (+20%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pan Global Advisers, LLC (CRD 301863): Form ADV filing data as of October 2026.