{
  "crd_number": 110660,
  "slug": "pampel-and-associates-inc-monticello-in-110660",
  "primary_business_name": "PAMPEL & ASSOCIATES, INC.",
  "legal_name": "PAMPEL & ASSOCIATES, INC.",
  "dbas": [],
  "city": "Monticello",
  "state": "IN",
  "country": "United States",
  "cbsa_code": "33900",
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2012-06-19",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-02-02",
  "carried_forward": false,
  "raum_total": 104846807.0,
  "raum_discretionary": 104846807.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 3000000.0,
      "count": 4,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 38500000.0,
      "count": 223
    },
    "pension_profit_sharing": {
      "raum": 9000000.0,
      "count": 8
    },
    "high_net_worth_individuals": {
      "raum": 54346807.0,
      "count": 32
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "IN",
    "MI"
  ],
  "websites": [
    "https://pampel.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110660",
  "city_as_filed": "MONTICELLO",
  "url": "https://advisorcensus.com/firm/pampel-and-associates-inc-monticello-in-110660",
  "display_name": "Pampel & Associates, Inc.",
  "summary": "Pampel & Associates, Inc. is a state-registered investment advisory firm in Monticello, IN, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 2, 2026.",
  "citation": "AdvisorCensus. Pampel & Associates, Inc. (CRD 110660): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Pampel & Associates, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Pampel & Associates, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Pampel & Associates, Inc. located?",
      "a": "Pampel & Associates, Inc.'s principal office is in Monticello, IN, according to its Form ADV."
    },
    {
      "q": "Is Pampel & Associates, Inc. registered with the SEC or a state?",
      "a": "Pampel & Associates, Inc. is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 110660."
    },
    {
      "q": "How much does Pampel & Associates, Inc. manage?",
      "a": "Pampel & Associates, Inc. reports $104,846,807 in regulatory assets under management in its Form ADV filing dated February 2, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Pampel & Associates, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (223); high net worth individuals (32); pension and profit sharing plans (but not the plan participants or government pension plans) (8)."
    },
    {
      "q": "Does Pampel & Associates, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/110660"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/pampel-and-associates-inc-monticello-in-110660.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 223,
      "fewer_than_5": false,
      "raum": 38500000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 32,
      "fewer_than_5": false,
      "raum": 54346807.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 8,
      "fewer_than_5": false,
      "raum": 9000000.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 4,
      "fewer_than_5": true,
      "raum": 3000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110660",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}