# Paloma Partners Management Company

> Paloma Partners Management Company is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2011, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 20, 2026.

- CRD: 138460
- Filed as: PALOMA PARTNERS MANAGEMENT COMPANY
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenwich, CT
- Filing period: October 2026
- Form ADV filing dated: May 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/138460
- AdvisorCensus page: https://advisorcensus.com/firm/paloma-partners-management-company-greenwich-ct-138460

## Quick answers

**How is Paloma Partners Management Company compensated?**
On its Form ADV (Item 5.E, October 2026), Paloma Partners Management Company reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Paloma Partners Management Company located?**
Paloma Partners Management Company's principal office is in Greenwich, CT, according to its Form ADV; the June 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Paloma Partners Management Company registered with the SEC or a state?**
Paloma Partners Management Company is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 138460.

**How much does Paloma Partners Management Company manage?**
Paloma Partners Management Company reports $30,288,572,376 in regulatory assets under management in its Form ADV filing dated May 20, 2026 (100% discretionary).

**How have Paloma Partners Management Company's assets and staff changed since 2021?**
In the Form ADV data for Paloma Partners Management Company: Regulatory assets under management: $11,363,407,836 in the October 2021 data and $30,288,572,376 in the October 2026 data, up 167%. Total employees: 85 in October 2021 and 64 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Paloma Partners Management Company serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Paloma Partners Management Company report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/138460

**What changed in Paloma Partners Management Company's recent Form ADV filings?**
In the June 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $30,288,572,376
- Discretionary: $30,288,572,376
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $30,288,572,376 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2011 (14 years)
- Employees: 64 total, 30 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Miami Beach, FL
- New York, NY
- Stamford, CT

### Websites listed on Form ADV (Item 1.I)
- [paloma.com](https://paloma.com)
- LinkedIn @PALOMA-PARTNERS-MANAGEMENT-COMPANY

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $11,363,407,836 | 85 | April 27, 2021 |
| October 2022 | $12,943,923,869 | 62 | March 31, 2022 |
| October 2023 | $26,664,198,477 | 58 | September 19, 2023 |
| October 2024 | $29,368,098,330 | 54 | April 15, 2024 |
| October 2025 | $20,803,344,712 | 65 | March 31, 2025 |
| October 2026 | $30,288,572,376 | 64 | May 20, 2026 |

Regulatory assets under management: $11,363,407,836 in the October 2021 data and $30,288,572,376 in the October 2026 data, up 167%.
Total employees: 85 in October 2021 and 64 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 34 to 30.
- Regulatory assets under management went from $20,803,344,712 to $30,288,572,376 (+46%).
- Changed its office addresses in New York, NY.
- Added an office in Miami Beach, FL.
- Added an office in Stamford, CT.
- Registered or notice-filed in FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Paloma Partners Management Company (CRD 138460): Form ADV filing data as of October 2026.