{
  "crd_number": 138460,
  "slug": "paloma-partners-management-company-greenwich-ct-138460",
  "primary_business_name": "PALOMA PARTNERS MANAGEMENT COMPANY",
  "legal_name": "PALOMA PARTNERS MANAGEMENT COMPANY",
  "dbas": [],
  "city": "Greenwich",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "14860",
  "metro": {
    "cbsa_code": "14860",
    "common_name": "Bridgeport",
    "msa_name": "Bridgeport-Stamford-Danbury, CT",
    "path": "/advisors/ct/bridgeport"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2011-10-17",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-05-20",
  "carried_forward": false,
  "raum_total": 30288572376.0,
  "raum_discretionary": 30288572376.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 64,
  "advisory_employees": 30,
  "client_count_bucket": null,
  "clients_by_type": {
    "pooled_investment_vehicles": {
      "raum": 30288572376.0,
      "count": 3
    }
  },
  "compensation_types": [
    "other"
  ],
  "advisory_activities": [
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT",
    "FL"
  ],
  "websites": [
    "https://linkedin.com/COMPANY/PALOMA-PARTNERS-MANAGEMENT-COMPANY",
    "https://paloma.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/138460",
  "city_as_filed": "GREENWICH",
  "url": "https://advisorcensus.com/firm/paloma-partners-management-company-greenwich-ct-138460",
  "display_name": "Paloma Partners Management Company",
  "summary": "Paloma Partners Management Company is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2011, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 20, 2026.",
  "citation": "AdvisorCensus. Paloma Partners Management Company (CRD 138460): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Paloma Partners Management Company compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Paloma Partners Management Company reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Paloma Partners Management Company located?",
      "a": "Paloma Partners Management Company's principal office is in Greenwich, CT, according to its Form ADV; the June 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Paloma Partners Management Company registered with the SEC or a state?",
      "a": "Paloma Partners Management Company is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 138460."
    },
    {
      "q": "How much does Paloma Partners Management Company manage?",
      "a": "Paloma Partners Management Company reports $30,288,572,376 in regulatory assets under management in its Form ADV filing dated May 20, 2026 (100% discretionary)."
    },
    {
      "q": "How have Paloma Partners Management Company's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Paloma Partners Management Company: Regulatory assets under management: $11,363,407,836 in the October 2021 data and $30,288,572,376 in the October 2026 data, up 167%. Total employees: 85 in October 2021 and 64 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Paloma Partners Management Company serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3)."
    },
    {
      "q": "Does Paloma Partners Management Company report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/138460"
    },
    {
      "q": "What changed in Paloma Partners Management Company's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 11363407836.0,
      "total_employees": 85,
      "filing_date": "2021-04-27"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 12943923869.0,
      "total_employees": 62,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 26664198477.0,
      "total_employees": 58,
      "filing_date": "2023-09-19"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 29368098330.0,
      "total_employees": 54,
      "filing_date": "2024-04-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 20803344712.0,
      "total_employees": 65,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 30288572376.0,
      "total_employees": 64,
      "filing_date": "2026-05-20"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 34 to 30.",
        "Regulatory assets under management went from $20,803,344,712 to $30,288,572,376 (+46%).",
        "Changed its office addresses in New York, NY.",
        "Added an office in Miami Beach, FL.",
        "Added an office in Stamford, CT.",
        "Registered or notice-filed in FL."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/paloma-partners-management-company-greenwich-ct-138460.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 3,
      "fewer_than_5": false,
      "raum": 30288572376.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/138460",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}