# Palm Valley Capital Management

> Palm Valley Capital Management is an SEC-registered investment advisory firm in Jacksonville Beach, FL, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 13, 2026.

- CRD: 299896
- Filed as: PALM VALLEY CAPITAL MANAGEMENT
- Legal name: Palm Valley Capital Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Jacksonville Beach, FL
- Filing period: October 2026
- Form ADV filing dated: January 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/299896
- AdvisorCensus page: https://advisorcensus.com/firm/palm-valley-capital-management-jacksonville-beach-fl-299896

## Quick answers

**How is Palm Valley Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Palm Valley Capital Management reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Palm Valley Capital Management located?**
Palm Valley Capital Management's principal office is in Jacksonville Beach, FL, according to its Form ADV.

**Is Palm Valley Capital Management registered with the SEC or a state?**
Palm Valley Capital Management is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 299896.

**How much does Palm Valley Capital Management manage?**
Palm Valley Capital Management reports $281,574,433 in regulatory assets under management in its Form ADV filing dated January 13, 2026 (100% discretionary).

**How have Palm Valley Capital Management's assets and staff changed since 2021?**
In the Form ADV data for Palm Valley Capital Management: Regulatory assets under management: $39,887,481 in the October 2021 data and $281,574,433 in the October 2026 data, up 606%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Palm Valley Capital Management serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Which custodians does Palm Valley Capital Management use?**
Palm Valley Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists U.S. Bank as a custodian holding 10% or more of its separately managed account assets.

**Does Palm Valley Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299896

**What changed in Palm Valley Capital Management's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $336,395,120 to $281,574,433 (-16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- U.S. Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $281,574,433
- Discretionary: $281,574,433
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | Fewer than 5 | $23,507,635 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $222,620,895 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | Fewer than 5 | $35,445,903 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2019 (7 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- palmvalleycapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $39,887,481 | 2 | March 18, 2021 |
| October 2022 | $95,362,445 | 2 | January 10, 2022 |
| October 2023 | $219,607,266 | 2 | March 20, 2023 |
| October 2024 | $281,261,138 | 2 | July 26, 2024 |
| October 2025 | $336,395,120 | 2 | January 27, 2025 |
| October 2026 | $281,574,433 | 2 | January 13, 2026 |

Regulatory assets under management: $39,887,481 in the October 2021 data and $281,574,433 in the October 2026 data, up 606%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $336,395,120 to $281,574,433 (-16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Palm Valley Capital Management (CRD 299896): Form ADV filing data as of October 2026.