# Pallas Capital Advisors, LLC

> Pallas Capital Advisors, LLC is an SEC-registered investment advisory firm in Braintree, MA, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 24, 2026.

- CRD: 310327
- Filed as: PALLAS CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Braintree, MA
- Filing period: October 2026
- Form ADV filing dated: July 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310327
- AdvisorCensus page: https://advisorcensus.com/firm/pallas-capital-advisors-llc-braintree-ma-310327

## Quick answers

**How is Pallas Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pallas Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Pallas Capital Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated April 16, 2026 states: Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it); Hourly rate: $300 to $500 an hour (Financial Planning Services); Flat fee: $1,500 to $20,000 (Financial Planning Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Pallas Capital Advisors, LLC located?**
Pallas Capital Advisors, LLC's principal office is in Braintree, MA, according to its Form ADV; the August 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Pallas Capital Advisors, LLC registered with the SEC or a state?**
Pallas Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 310327.

**How much does Pallas Capital Advisors, LLC manage?**
Pallas Capital Advisors, LLC reports $4,311,253,998 in regulatory assets under management in its Form ADV filing dated July 24, 2026 (99% discretionary).

**How have Pallas Capital Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Pallas Capital Advisors, LLC: Regulatory assets under management: $720,074,640 in the October 2021 data and $4,311,253,998 in the October 2026 data, up 499%. Total employees: 12 in October 2021 and 28 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pallas Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (747); high net worth individuals (474).

**Which custodians does Pallas Capital Advisors, LLC use?**
Pallas Capital Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Pallas Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310327

**Does Pallas Capital Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 16, 2026 says: "Pallas generally does not impose a minimum relationship size."

**What changed in Pallas Capital Advisors, LLC's recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in NE.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 16, 2026)

- Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it)

> Wealth management fees range from 0.25% to 2.00% annually.

- Account minimum: None

> Pallas generally does not impose a minimum relationship size.

- Hourly rate: $300 to $500 an hour (Financial Planning Services)

> Hourly fees range from $300 to $500 based on the complexity of the engagement and the resources provided by the Advisor.

- Flat fee: $1,500 to $20,000 (Financial Planning Services)

> Fixed fees range from $1,500 to $20,000. Fees may be negotiable based on the nature and complexity of the services to be provided

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $4,311,253,998
- Discretionary: $4,274,994,748
- Non-discretionary: $36,259,250

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 747 | $647,693,445 |
| High net worth individuals | 474 | $3,644,144,297 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,304,993 |
| Charitable organizations | Fewer than 5 | $2,719,103 |
| Corporations or other businesses not listed above | Fewer than 5 | $14,392,160 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (5 years)
- Employees: 28 total, 23 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, CT, DC, FL, HI, IL, LA, MA, MD, ME, MI, NC, NE, NH, NJ, NY, OH, PA, RI, SC, TN, TX, VA, VT, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Newport, RI
- Park Ridge, NJ
- Wakefield, MA

### Websites listed on Form ADV (Item 1.I)
- lbj5c7.podbean.com
- pallascapitaladvisors.com
- vimeo.com/pallascapitaladvisors
- LinkedIn @pallas-capital-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $720,074,640 | 12 | July 8, 2021 |
| October 2022 | $1,553,679,946 | 21 | July 28, 2022 |
| October 2023 | $1,539,021,289 | 22 | March 9, 2023 |
| October 2024 | $2,965,232,525 | 30 | June 26, 2024 |
| October 2025 | $3,195,166,308 | 31 | June 18, 2025 |
| October 2026 | $4,311,253,998 | 28 | July 24, 2026 |

Regulatory assets under management: $720,074,640 in the October 2021 data and $4,311,253,998 in the October 2026 data, up 499%.
Total employees: 12 in October 2021 and 28 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in NE.

### March 2026
- Employees performing advisory functions went from 25 to 23.
- Regulatory assets under management went from $3,195,166,308 to $4,311,253,998 (+35%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pallas Capital Advisors, LLC (CRD 310327): Form ADV filing data as of October 2026.