{ "crd_number": 109134, "slug": "palisades-hudson-asset-management-l-p-fort-lauderdale-fl-109134", "primary_business_name": "PALISADES HUDSON ASSET MANAGEMENT, L.P.", "legal_name": "PALISADES HUDSON ASSET MANAGEMENT, L.P.", "dbas": [], "city": "Fort Lauderdale", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1998-06-29", "years_registered": 28, "period": "2026-10-01", "filing_date": "2026-03-18", "carried_forward": false, "raum_total": 1839337921.0, "raum_discretionary": 771249014.0, "raum_non_discretionary": 1068088907.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 14, "advisory_employees": 14, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 17634383.0, "count": 42 }, "high_net_worth_individuals": { "raum": 1202888039.0, "count": 96 }, "pooled_investment_vehicles": { "raum": 5900000.0, "count": 3 }, "corporations_other_businesses": { "raum": 612915499.0, "count": 10 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CT", "FL", "GA", "NH", "NJ", "NY", "OR", "SC", "TX", "VT" ], "websites": [ "https://facebook.com/PALISADESHUDSON", "https://instagram.com/PALISADESHUDSON", "https://instagram.com/ph_entertainmentandsports", "https://linkedin.com/COMPANY/PALISADES-HUDSON-FINANCIAL-GROUP-LLC", "https://palisadeshudson.com", "https://palisadeshudson.substack.com", "https://phentertainmentandsports.com", "https://x.com/PALISADESHUDSON", "https://youtube.com/@PalisadesHudson" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109134", "city_as_filed": "FORT LAUDERDALE", "url": "https://advisorcensus.com/firm/palisades-hudson-asset-management-l-p-fort-lauderdale-fl-109134", "display_name": "Palisades Hudson Asset Management, L.P.", "summary": "Palisades Hudson Asset Management, L.P. is an SEC-registered investment advisory firm in Fort Lauderdale, FL, registered since 1998, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 18, 2026.", "citation": "AdvisorCensus. Palisades Hudson Asset Management, L.P. (CRD 109134): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services" ], "quick_answers": [ { "q": "How is Palisades Hudson Asset Management, L.P. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Palisades Hudson Asset Management, L.P. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Palisades Hudson Asset Management, L.P. located?", "a": "Palisades Hudson Asset Management, L.P.'s principal office is in Fort Lauderdale, FL, according to its Form ADV; the April 2026 filing also lists 5 other offices (Schedule D, Section 1.F)." }, { "q": "Is Palisades Hudson Asset Management, L.P. registered with the SEC or a state?", "a": "Palisades Hudson Asset Management, L.P. is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 109134." }, { "q": "How much does Palisades Hudson Asset Management, L.P. manage?", "a": "Palisades Hudson Asset Management, L.P. reports $1,839,337,921 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (42% discretionary)." }, { "q": "How have Palisades Hudson Asset Management, L.P.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Palisades Hudson Asset Management, L.P.: Regulatory assets under management: $1,307,768,226 in the October 2021 data and $1,839,337,921 in the October 2026 data, up 41%. Total employees: 17 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Palisades Hudson Asset Management, L.P. serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (96); individuals (other than high net worth individuals) (42); corporations or other businesses not listed above (10)." }, { "q": "Which custodians does Palisades Hudson Asset Management, L.P. use?", "a": "Palisades Hudson Asset Management, L.P.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Goldman Sachs & Co. LLC and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Palisades Hudson Asset Management, L.P. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109134" }, { "q": "What changed in Palisades Hudson Asset Management, L.P.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 16 to 14. Regulatory assets under management went from $1,655,681,302 to $1,839,337,921 (+11%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1307768226.0, "total_employees": 17, "filing_date": "2021-04-16" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1497701645.0, "total_employees": 16, "filing_date": "2022-03-15" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1376025123.0, "total_employees": 18, "filing_date": "2023-08-03" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1487780922.0, "total_employees": 18, "filing_date": "2024-04-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1655681302.0, "total_employees": 16, "filing_date": "2025-07-02" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1839337921.0, "total_employees": 14, "filing_date": "2026-03-18" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 16 to 14.", "Regulatory assets under management went from $1,655,681,302 to $1,839,337,921 (+11%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Goldman Sachs & Co. LLC", "name_as_filed": "GOLDMAN SACHS & CO. LLC", "affiliated": false }, { "name": "National Financial Services LLC", "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/palisades-hudson-asset-management-l-p-fort-lauderdale-fl-109134.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 42, "fewer_than_5": false, "raum": 17634383.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 96, "fewer_than_5": false, "raum": 1202888039.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 5900000.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 10, "fewer_than_5": false, "raum": 612915499.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109134", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }