# Palisade Investments, LLC

> Palisade Investments, LLC is an SEC-registered investment advisory firm in Zephyr Cove, NV, registered since 2014, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 16, 2026.

- CRD: 124776
- Filed as: PALISADE INVESTMENTS, LLC
- Also doing business as: PALISADE INVESTMENTS, PALISADE INVESTMENTS LAS VEGAS, PALISADE INVESTMENTS PACIFIC NORTHWEST, LLC, PALISADE INVESTMENTS ROCKY MOUNTAIN REGION, PALISADE INVESTMENTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Zephyr Cove, NV
- Filing period: October 2026
- Form ADV filing dated: July 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/124776
- AdvisorCensus page: https://advisorcensus.com/firm/palisade-investments-llc-zephyr-cove-nv-124776

## Quick answers

**How is Palisade Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Palisade Investments, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Palisade Investments, LLC charge?**
Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: 0.1% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Palisade Investments, LLC located?**
Palisade Investments, LLC's principal office is in Zephyr Cove, NV, according to its Form ADV; the August 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Palisade Investments, LLC registered with the SEC or a state?**
Palisade Investments, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 124776.

**How much does Palisade Investments, LLC manage?**
Palisade Investments, LLC reports $652,721,964 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (50% discretionary).

**How have Palisade Investments, LLC's assets and staff changed since 2021?**
In the Form ADV data for Palisade Investments, LLC: Regulatory assets under management: $370,334,884 in the October 2021 data and $652,721,964 in the October 2026 data, up 76%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Palisade Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (442); high net worth individuals (136); pension and profit sharing plans (but not the plan participants or government pension plans) (80).

**Which custodians does Palisade Investments, LLC use?**
Palisade Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Ascensus, Inc., Broadridge Matrix Trust Co, Inc., Charles Schwab & Co, Fidelity Trust Company and Reliance Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does Palisade Investments, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124776

**What changed in Palisade Investments, LLC's recent Form ADV filings?**
In the August 2026 filing data: Item 11 disclosure answers changed: 1 yes answer, previously 2 (now no: 11.D(4)).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Asset-based fee: 0.1% to 2% a year (a range, as the brochure states it)

> All Palisade Investments, LLC fees are negotiable and can typically range from 0.10% to 2.0% per annum if based on a percentage of assets or can be a fixed fee arrangement based on services provided and assets managed or a combination of the two.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Ascensus, Inc.
- Broadridge Matrix Trust Co, Inc.
- Charles Schwab & Co
- Fidelity Trust Company
- Reliance Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $652,721,964
- Discretionary: $325,644,350
- Non-discretionary: $327,077,614

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 442 | $99,711,905 |
| High net worth individuals | 136 | $227,793,571 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 80 | $320,677,096 |
| Charitable organizations | 5 | $1,585,335 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 5 | $2,954,057 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2014 (12 years)
- Employees: 8 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, HI, ID, MI, NV, OR, TX, VA, WA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124776

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Denver, CO
- Las Vegas, NV
- Reno, NV

### Websites listed on Form ADV (Item 1.I)
- palisadeinvestments.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $370,334,884 | 6 | March 31, 2021 |
| October 2022 | $421,006,069 | 5 | March 31, 2022 |
| October 2023 | $393,519,104 | 5 | April 5, 2023 |
| October 2024 | $464,596,426 | 7 | March 29, 2024 |
| October 2025 | $512,987,448 | 7 | March 31, 2025 |
| October 2026 | $652,721,964 | 8 | July 16, 2026 |

Regulatory assets under management: $370,334,884 in the October 2021 data and $652,721,964 in the October 2026 data, up 76%.
Total employees: 6 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Item 11 disclosure answers changed: 1 yes answer, previously 2 (now no: 11.D(4)).

### April 2026
- Its Item 11 disclosure answers changed.
- Employees performing advisory functions went from 6 to 7.
- Regulatory assets under management went from $512,987,448 to $652,721,964 (+27%).
- Registered or notice-filed in AZ, ID, OR, VA.

### January 2026
- Employees performing advisory functions went from 5 to 6.
- Added an office in Reno, NV.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Palisade Investments, LLC (CRD 124776): Form ADV filing data as of October 2026.