# Palisade Financial

> Palisade Financial is a state-registered investment advisory firm, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 18, 2026.

- CRD: 158695
- Filed as: PALISADE FINANCIAL
- Legal name: David John Carroll
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: May 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/158695
- AdvisorCensus page: https://advisorcensus.com/firm/palisade-financial-158695

## Quick answers

**How is Palisade Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Palisade Financial reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Palisade Financial registered with the SEC or a state?**
Palisade Financial is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 158695.

**How much does Palisade Financial manage?**
Palisade Financial reports $80,000,000 in regulatory assets under management in its Form ADV filing dated May 18, 2026 (100% discretionary).

**What types of clients does Palisade Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (122).

**Does Palisade Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/158695

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $80,000,000
- Discretionary: $80,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 122 | $80,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- palisadefinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Palisade Financial (CRD 158695): Form ADV filing data as of October 2026.