# Packerland Brokerage Services, Inc.

> Packerland Brokerage Services, Inc. is an SEC-registered investment advisory firm in Green Bay, WI, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 15, 2026.

- CRD: 37031
- Filed as: PACKERLAND BROKERAGE SERVICES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Green Bay, WI
- Filing period: October 2026
- Form ADV filing dated: April 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/37031
- AdvisorCensus page: https://advisorcensus.com/firm/packerland-brokerage-services-inc-green-bay-wi-37031

## Quick answers

**How is Packerland Brokerage Services, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Packerland Brokerage Services, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Packerland Brokerage Services, Inc. located?**
Packerland Brokerage Services, Inc.'s principal office is in Green Bay, WI, according to its Form ADV; the May 2026 filing also lists 26 other offices (Schedule D, Section 1.F).

**Is Packerland Brokerage Services, Inc. registered with the SEC or a state?**
Packerland Brokerage Services, Inc. is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 37031.

**How much does Packerland Brokerage Services, Inc. manage?**
Packerland Brokerage Services, Inc. reports $1,358,224,265 in regulatory assets under management in its Form ADV filing dated April 15, 2026 (57% discretionary).

**How have Packerland Brokerage Services, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Packerland Brokerage Services, Inc.: Regulatory assets under management: $604,446,667 in the October 2021 data and $1,358,224,265 in the October 2026 data, up 125%. Total employees: 179 in October 2021 and 318 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Packerland Brokerage Services, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3,725); high net worth individuals (1,120); corporations or other businesses not listed above (11).

**Which custodians does Packerland Brokerage Services, Inc. use?**
Packerland Brokerage Services, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Hilltop Securities Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Packerland Brokerage Services, Inc. report any disciplinary disclosures?**
Reports 8 disclosure items on Form ADV Item 11: yes answers to 8 questions about regulatory matters (11.C(2), 11.C(4), 11.C(5), 11.D(1), 11.D(4), 11.D(5), 11.E(2), 11.E(4)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/37031

**What changed in Packerland Brokerage Services, Inc.'s recent Form ADV filings?**
In the May 2026 filing data: Registered or notice-filed in PR.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Hilltop Securities Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,358,224,265
- Discretionary: $768,582,597
- Non-discretionary: $589,641,668

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3,725 | $850,103,509 |
| High net worth individuals | 1,120 | $494,032,285 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $6,532,504 |
| Charitable organizations | 8 | $3,023,497 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 11 | $4,532,470 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2012 (14 years)
- Employees: 318 total, 165 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, SC, SD, TN, TX, UT, VA, VT, WA, WI, WY
- Disclosures (Item 11): Reports 8 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/37031

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Appleton, WI
- Brookfield, WI
- Canton, OH
- Depere, WI
- Eufaula, AL
- Freedom, WI
- Green Bay, WI
- Hebron, OH
- Holmen, WI
- Huntingdon, PA
- Hutchinson, KS
- Kiel, WI
- Kingston Springs, TN
- Middleton, WI
- Minocqua, WI
- Oconomowoc, WI
- Oconto, WI
- Oshkosh, WI
- Ridgetop, TN
- Sauk City, WI
- Shakopee, MN
- Stillwater, MN
- Traverse City, MI
- Waupon, WI
- Wausau, WI
- Woodbury, MN

### Websites listed on Form ADV (Item 1.I)
- packerlandbrokerage.com
- Facebook @PACKERLAND-BROKERAGE-SERVICES-684982654934199
- Instagram @packerlandbrokerageservices
- LinkedIn @PACKERLAND-BROKERAGE-SERVICES-INC-

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $604,446,667 | 179 | March 31, 2021 |
| October 2022 | $740,718,524 | 272 | March 31, 2022 |
| October 2023 | $929,959,984 | 273 | March 31, 2023 |
| October 2024 | $854,243,663 | 290 | June 26, 2024 |
| October 2025 | $909,478,703 | 286 | March 27, 2025 |
| October 2026 | $1,358,224,265 | 318 | April 15, 2026 |

Regulatory assets under management: $604,446,667 in the October 2021 data and $1,358,224,265 in the October 2026 data, up 125%.
Total employees: 179 in October 2021 and 318 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Registered or notice-filed in PR.

### April 2026
- Employees performing advisory functions went from 161 to 165.
- Regulatory assets under management went from $909,478,703 to $1,358,224,265 (+49%).
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Registered or notice-filed in OK.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Packerland Brokerage Services, Inc. (CRD 37031): Form ADV filing data as of October 2026.