# Pacifica Partners Capital Management

> Pacifica Partners Capital Management is an SEC-registered investment advisory firm in Surrey, Canada, registered since 2009, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 22, 2026.

- CRD: 148834
- Filed as: PACIFICA PARTNERS CAPITAL MANAGEMENT
- Legal name: Pacifica Partners Inc
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Surrey, Canada
- Filing period: October 2026
- Form ADV filing dated: January 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148834
- AdvisorCensus page: https://advisorcensus.com/firm/pacifica-partners-capital-management-surrey-148834

## Quick answers

**How is Pacifica Partners Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Pacifica Partners Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Pacifica Partners Capital Management located?**
Pacifica Partners Capital Management's principal office is in Surrey, Canada, according to its Form ADV; the February 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Pacifica Partners Capital Management registered with the SEC or a state?**
Pacifica Partners Capital Management is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 148834.

**How much does Pacifica Partners Capital Management manage?**
Pacifica Partners Capital Management reports $315,965,755 in regulatory assets under management in its Form ADV filing dated January 22, 2026 (99% discretionary).

**How have Pacifica Partners Capital Management's assets and staff changed since 2021?**
In the Form ADV data for Pacifica Partners Capital Management: Regulatory assets under management: $124,884,772 in the October 2021 data and $315,965,755 in the October 2026 data, up 153%. Total employees: 6 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pacifica Partners Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (402); high net worth individuals (142); corporations or other businesses not listed above (35).

**Which custodians does Pacifica Partners Capital Management use?**
Pacifica Partners Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Bank Independent Network (Nbin) as a custodian holding 10% or more of its separately managed account assets.

**Does Pacifica Partners Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148834

**What changed in Pacifica Partners Capital Management's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $252,142,737 to $315,965,755 (+25%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- National Bank Independent Network (Nbin)

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $315,965,755
- Discretionary: $312,207,283
- Non-discretionary: $3,758,472

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 402 | $76,447,439 |
| High net worth individuals | 142 | $159,805,262 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $46,660,911 |
| Corporations or other businesses not listed above | 35 | $33,052,143 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2009 (17 years)
- Employees: 10 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, GA, NC, NV, NY, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the February 2026 filing
- Calgary

### Websites listed on Form ADV (Item 1.I)
- pacificapartners.com
- LinkedIn @251521

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $124,884,772 | 6 | January 19, 2021 |
| October 2022 | $168,011,846 | 7 | May 18, 2022 |
| October 2023 | $201,028,972 | 9 | July 14, 2023 |
| October 2024 | $233,179,386 | 9 | April 29, 2024 |
| October 2025 | $252,142,737 | 9 | March 19, 2025 |
| October 2026 | $315,965,755 | 10 | January 22, 2026 |

Regulatory assets under management: $124,884,772 in the October 2021 data and $315,965,755 in the October 2026 data, up 153%.
Total employees: 6 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $252,142,737 to $315,965,755 (+25%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pacifica Partners Capital Management (CRD 148834): Form ADV filing data as of October 2026.