# Pacifica Capital Investments

> Pacifica Capital Investments is an SEC-registered investment advisory firm in Leander, TX, registered since 2003, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 30, 2026.

- CRD: 125790
- Filed as: PACIFICA CAPITAL INVESTMENTS
- Legal name: Pacifica Capital Investments LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Leander, TX
- Filing period: October 2026
- Form ADV filing dated: April 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/125790
- AdvisorCensus page: https://advisorcensus.com/firm/pacifica-capital-investments-leander-tx-125790

## Quick answers

**How is Pacifica Capital Investments compensated?**
On its Form ADV (Item 5.E, October 2026), Pacifica Capital Investments reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Pacifica Capital Investments charge?**
Its Form ADV Part 2A brochure dated April 30, 2026 states: Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Pacifica Capital Investments located?**
Pacifica Capital Investments' principal office is in Leander, TX, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Pacifica Capital Investments registered with the SEC or a state?**
Pacifica Capital Investments is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 125790.

**How much does Pacifica Capital Investments manage?**
Pacifica Capital Investments reports $747,584,148 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (100% discretionary).

**How have Pacifica Capital Investments' assets and staff changed since 2021?**
In the Form ADV data for Pacifica Capital Investments: Regulatory assets under management: $467,157,185 in the October 2021 data and $747,584,148 in the October 2026 data, up 60%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pacifica Capital Investments serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (87); individuals (other than high net worth individuals) (69); pooled investment vehicles (other than investment companies and business development companies) (15).

**Which custodians does Pacifica Capital Investments use?**
Pacifica Capital Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Pacifica Capital Investments report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125790

**What changed in Pacifica Capital Investments' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $622,370,523 to $747,584,148 (+20%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated April 30, 2026)

- Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it)

> Clients that do not meet the definition of “Qualified Client”, or who do not prefer a Performance Fee structure, are charged only the Base Management Fee, which ranges from .25% to 2% annually, depending upon the factors discussed below.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $747,584,148
- Discretionary: $747,584,148
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 69 | $19,310,809 |
| High net worth individuals | 87 | $576,094,338 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 15 | $131,968,964 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $670,030 |
| Charitable organizations | Fewer than 5 | $18,885,643 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $654,364 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2003 (23 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Denver, CO

### Websites listed on Form ADV (Item 1.I)
- pacificacapital.net

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $467,157,185 | 5 | June 25, 2021 |
| October 2022 | $555,421,278 | 5 | April 19, 2022 |
| October 2023 | $531,630,021 | 3 | April 19, 2023 |
| October 2024 | $602,021,362 | 3 | April 26, 2024 |
| October 2025 | $622,370,523 | 4 | March 28, 2025 |
| October 2026 | $747,584,148 | 4 | April 30, 2026 |

Regulatory assets under management: $467,157,185 in the October 2021 data and $747,584,148 in the October 2026 data, up 60%.
Total employees: 5 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $622,370,523 to $747,584,148 (+20%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pacifica Capital Investments (CRD 125790): Form ADV filing data as of October 2026.