# Pacific Way Capital Management, LLC

> Pacific Way Capital Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2025, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 3, 2026.

- CRD: 334551
- Filed as: PACIFIC WAY CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: August 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/334551
- AdvisorCensus page: https://advisorcensus.com/firm/pacific-way-capital-management-llc-new-york-ny-334551

## Quick answers

**How is Pacific Way Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pacific Way Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Pacific Way Capital Management, LLC located?**
Pacific Way Capital Management, LLC's principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Pacific Way Capital Management, LLC registered with the SEC or a state?**
Pacific Way Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334551.

**How much does Pacific Way Capital Management, LLC manage?**
Pacific Way Capital Management, LLC reports $33,566,528,692 in regulatory assets under management in its Form ADV filing dated August 3, 2026 (100% discretionary).

**How have Pacific Way Capital Management, LLC's assets and staff changed since 2025?**
In the Form ADV data for Pacific Way Capital Management, LLC: Total employees: 3 in October 2025 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pacific Way Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (11).

**Does Pacific Way Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334551

**What changed in Pacific Way Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $1,695,445,834 to $33,566,528,692 (+1880%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $33,566,528,692
- Discretionary: $33,566,528,692
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 11 | $33,566,528,692 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 8 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Westport, CT

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @pacific-way-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | Not reported | 3 | June 11, 2025 |
| October 2026 | $33,566,528,692 | 8 | August 3, 2026 |

Total employees: 3 in October 2025 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $1,695,445,834 to $33,566,528,692 (+1880%).
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Added an office in Westport, CT.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pacific Way Capital Management, LLC (CRD 334551): Form ADV filing data as of October 2026.