# Pacific Peak Advisors, LLC

> Pacific Peak Advisors, LLC is an SEC-registered investment advisory firm in Ketchum, ID, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 4, 2026.

- CRD: 326711
- Filed as: PACIFIC PEAK ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Ketchum, ID
- Filing period: October 2026
- Form ADV filing dated: June 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/326711
- AdvisorCensus page: https://advisorcensus.com/firm/pacific-peak-advisors-llc-ketchum-id-326711

## Quick answers

**How is Pacific Peak Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pacific Peak Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**What does Pacific Peak Advisors, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated June 4, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Pacific Peak Advisors, LLC located?**
Pacific Peak Advisors, LLC's principal office is in Ketchum, ID, according to its Form ADV.

**Is Pacific Peak Advisors, LLC registered with the SEC or a state?**
Pacific Peak Advisors, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326711.

**How much does Pacific Peak Advisors, LLC manage?**
Pacific Peak Advisors, LLC reports $223,737,393 in regulatory assets under management in its Form ADV filing dated June 4, 2026 (100% discretionary).

**How have Pacific Peak Advisors, LLC's assets and staff changed since 2023?**
In the Form ADV data for Pacific Peak Advisors, LLC: Regulatory assets under management: $153,359,005 in the October 2023 data and $223,737,393 in the October 2026 data, up 46%. Total employees: 2 in October 2023 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pacific Peak Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (128); high net worth individuals (54); pension and profit sharing plans (but not the plan participants or government pension plans) (4).

**Which custodians does Pacific Peak Advisors, LLC use?**
Pacific Peak Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Pacific Peak Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326711

**Does Pacific Peak Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 4, 2026 says: "We do require a minimum net worth of $500,000 to initiate our Firm’s advisory and money management services, however, this may be waived as deemed appropriate by the Firm."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated June 4, 2026)

- Asset-based fee: up to 1% of assets a year (the maximum the brochure states)

> Investment advisory fees of PPA are charged based on a percentage of assets under management, billed in arrears (at the end of the billing period) on a quarterly basis

> The Firm’s annual fees will not exceed 1. 00%. Fees are billed as defined in the Client Investment Advisory Agreement.

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> We do require a minimum net worth of $500,000 to initiate our Firm’s advisory and money management services, however, this may be waived as deemed appropriate by the Firm.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $223,737,393
- Discretionary: $223,737,393
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 128 | $34,735,141 |
| High net worth individuals | 54 | $176,834,008 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $12,168,244 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, ID, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pacificpeakadvisors.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $153,359,005 | 2 | September 14, 2023 |
| October 2024 | $186,872,152 | 2 | January 10, 2024 |
| October 2025 | $207,434,000 | 2 | February 6, 2025 |
| October 2026 | $223,737,393 | 2 | June 4, 2026 |

Regulatory assets under management: $153,359,005 in the October 2023 data and $223,737,393 in the October 2026 data, up 46%.
Total employees: 2 in October 2023 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pacific Peak Advisors, LLC (CRD 326711): Form ADV filing data as of October 2026.