{
  "crd_number": 326711,
  "slug": "pacific-peak-advisors-llc-ketchum-id-326711",
  "primary_business_name": "PACIFIC PEAK ADVISORS, LLC",
  "legal_name": "PACIFIC PEAK ADVISORS, LLC",
  "dbas": [],
  "city": "Ketchum",
  "state": "ID",
  "country": "United States",
  "cbsa_code": "25200",
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-06-26",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-06-04",
  "carried_forward": false,
  "raum_total": 223737393.0,
  "raum_discretionary": 223737393.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 34735141.0,
      "count": 128
    },
    "pension_profit_sharing": {
      "raum": 12168244.0,
      "count": 4
    },
    "high_net_worth_individuals": {
      "raum": 176834008.0,
      "count": 54
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "ID",
    "TX"
  ],
  "websites": [
    "https://pacificpeakadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/326711",
  "city_as_filed": "KETCHUM",
  "url": "https://advisorcensus.com/firm/pacific-peak-advisors-llc-ketchum-id-326711",
  "display_name": "Pacific Peak Advisors, LLC",
  "summary": "Pacific Peak Advisors, LLC is an SEC-registered investment advisory firm in Ketchum, ID, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 4, 2026.",
  "citation": "AdvisorCensus. Pacific Peak Advisors, LLC (CRD 326711): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Pacific Peak Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Pacific Peak Advisors, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "What does Pacific Peak Advisors, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated June 4, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Pacific Peak Advisors, LLC located?",
      "a": "Pacific Peak Advisors, LLC's principal office is in Ketchum, ID, according to its Form ADV."
    },
    {
      "q": "Is Pacific Peak Advisors, LLC registered with the SEC or a state?",
      "a": "Pacific Peak Advisors, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326711."
    },
    {
      "q": "How much does Pacific Peak Advisors, LLC manage?",
      "a": "Pacific Peak Advisors, LLC reports $223,737,393 in regulatory assets under management in its Form ADV filing dated June 4, 2026 (100% discretionary)."
    },
    {
      "q": "How have Pacific Peak Advisors, LLC's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Pacific Peak Advisors, LLC: Regulatory assets under management: $153,359,005 in the October 2023 data and $223,737,393 in the October 2026 data, up 46%. Total employees: 2 in October 2023 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Pacific Peak Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (128); high net worth individuals (54); pension and profit sharing plans (but not the plan participants or government pension plans) (4)."
    },
    {
      "q": "Which custodians does Pacific Peak Advisors, LLC use?",
      "a": "Pacific Peak Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Pacific Peak Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326711"
    },
    {
      "q": "Does Pacific Peak Advisors, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 4, 2026 says: \"We do require a minimum net worth of $500,000 to initiate our Firm’s advisory and money management services, however, this may be waived as deemed appropriate by the Firm.\""
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 153359005.0,
      "total_employees": 2,
      "filing_date": "2023-09-14"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 186872152.0,
      "total_employees": 2,
      "filing_date": "2024-01-10"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 207434000.0,
      "total_employees": 2,
      "filing_date": "2025-02-06"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 223737393.0,
      "total_employees": 2,
      "filing_date": "2026-06-04"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 4, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1% of assets a year",
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Investment advisory fees of PPA are charged based on a percentage of assets under management, billed in arrears (at the end of the billing period) on a quarterly basis",
          "The Firm’s annual fees will not exceed 1. 00%. Fees are billed as defined in the Client Investment Advisory Agreement."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "We do require a minimum net worth of $500,000 to initiate our Firm’s advisory and money management services, however, this may be waived as deemed appropriate by the Firm."
        ]
      }
    ],
    "quotes": [
      "Investment advisory fees of PPA are charged based on a percentage of assets under management, billed in arrears (at the end of the billing period) on a quarterly basis",
      "The Firm’s annual fees will not exceed 1. 00%. Fees are billed as defined in the Client Investment Advisory Agreement.",
      "We do require a minimum net worth of $500,000 to initiate our Firm’s advisory and money management services, however, this may be waived as deemed appropriate by the Firm."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/pacific-peak-advisors-llc-ketchum-id-326711.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 128,
      "fewer_than_5": false,
      "raum": 34735141.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 54,
      "fewer_than_5": false,
      "raum": 176834008.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 12168244.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/326711",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}