# Pacific Park Financial, Inc. > Pacific Park Financial, Inc. is an SEC-registered investment advisory firm in Laguna Hills, CA, registered since 2005, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026. - CRD: 122867 - Filed as: PACIFIC PARK FINANCIAL, INC. - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Laguna Hills, CA - Filing period: October 2026 - Form ADV filing dated: March 23, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/122867 - AdvisorCensus page: https://advisorcensus.com/firm/pacific-park-financial-inc-laguna-hills-ca-122867 ## Quick answers **How is Pacific Park Financial, Inc. compensated?** On its Form ADV (Item 5.E, October 2026), Pacific Park Financial, Inc. reports these compensation arrangements: a percentage of assets under its management. **Where is Pacific Park Financial, Inc. located?** Pacific Park Financial, Inc.'s principal office is in Laguna Hills, CA, according to its Form ADV. **Is Pacific Park Financial, Inc. registered with the SEC or a state?** Pacific Park Financial, Inc. is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 122867. **How much does Pacific Park Financial, Inc. manage?** Pacific Park Financial, Inc. reports $221,610,360 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (99% discretionary). **How have Pacific Park Financial, Inc.'s assets and staff changed since 2021?** In the Form ADV data for Pacific Park Financial, Inc.: Regulatory assets under management: $163,723,074 in the October 2021 data and $221,610,360 in the October 2026 data, up 35%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Pacific Park Financial, Inc. serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (140); high net worth individuals (69); pension and profit sharing plans (but not the plan participants or government pension plans) (1). **Which custodians does Pacific Park Financial, Inc. use?** Pacific Park Financial, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Ameritas Life Insurance Corp., Charles Schwab & Co., Inc., Paychex Securities Corporation and Pontera Solutions Inc. as custodians holding 10% or more of its separately managed account assets. **Does Pacific Park Financial, Inc. report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/122867 **Does Pacific Park Financial, Inc. state an account minimum?** Its Form ADV Part 2A brochure dated March 23, 2026 says: "Clients do not have to meet initial account balance requirements to open investment accounts and clients are not required to maintain minimum account balances." ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026) - Account minimum: None > Clients do not have to meet initial account balance requirements to open investment accounts and clients are not required to maintain minimum account balances. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Ameritas Life Insurance Corp. - Charles Schwab & Co., Inc. - Paychex Securities Corporation - Pontera Solutions Inc. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $221,610,360 - Discretionary: $218,889,554 - Non-discretionary: $2,720,806 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 140 | $52,169,954 | | High net worth individuals | 69 | $166,471,884 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $2,720,806 | | Charitable organizations | 1 | $247,716 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 0 | $0 | | Other | 0 | $0 | ### Advisory services (Item 5.G) - Portfolio management for individuals and/or small businesses - Portfolio management for businesses (other than small businesses) or institutional clients ### Firm details - Registered since: 2005 (21 years) - Employees: 2 total, 1 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CA, FL, GA, IL, NY, TX - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Websites listed on Form ADV (Item 1.I) - [mypacificpark.com](https://mypacificpark.com) - [thestockbubble.com](https://thestockbubble.com) - X @thestockbubble ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $163,723,074 | 2 | March 23, 2021 | | October 2022 | $193,558,319 | 2 | March 21, 2022 | | October 2023 | $164,739,769 | 2 | February 14, 2023 | | October 2024 | $183,813,098 | 2 | March 21, 2024 | | October 2025 | $209,526,294 | 2 | March 14, 2025 | | October 2026 | $221,610,360 | 2 | March 23, 2026 | Regulatory assets under management: $163,723,074 in the October 2021 data and $221,610,360 in the October 2026 data, up 35%. Total employees: 2 in October 2021 and 2 in October 2026. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pacific Park Financial, Inc. (CRD 122867): Form ADV filing data as of October 2026.