{
  "crd_number": 122867,
  "slug": "pacific-park-financial-inc-laguna-hills-ca-122867",
  "primary_business_name": "PACIFIC PARK FINANCIAL, INC.",
  "legal_name": "PACIFIC PARK FINANCIAL, INC.",
  "dbas": [],
  "city": "Laguna Hills",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2005-04-20",
  "years_registered": 21,
  "period": "2026-10-01",
  "filing_date": "2026-03-23",
  "carried_forward": false,
  "raum_total": 221610360.0,
  "raum_discretionary": 218889554.0,
  "raum_non_discretionary": 2720806.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 247716.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 52169954.0,
      "count": 140
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 2720806.0,
      "count": 1,
      "fewer_than_5": true
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 166471884.0,
      "count": 69
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "GA",
    "IL",
    "NY",
    "TX"
  ],
  "websites": [
    "https://mypacificpark.com",
    "https://thestockbubble.com",
    "https://twitter.com/thestockbubble"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/122867",
  "city_as_filed": "LAGUNA HILLS",
  "url": "https://advisorcensus.com/firm/pacific-park-financial-inc-laguna-hills-ca-122867",
  "display_name": "Pacific Park Financial, Inc.",
  "summary": "Pacific Park Financial, Inc. is an SEC-registered investment advisory firm in Laguna Hills, CA, registered since 2005, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.",
  "citation": "AdvisorCensus. Pacific Park Financial, Inc. (CRD 122867): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Pacific Park Financial, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Pacific Park Financial, Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Pacific Park Financial, Inc. located?",
      "a": "Pacific Park Financial, Inc.'s principal office is in Laguna Hills, CA, according to its Form ADV."
    },
    {
      "q": "Is Pacific Park Financial, Inc. registered with the SEC or a state?",
      "a": "Pacific Park Financial, Inc. is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 122867."
    },
    {
      "q": "How much does Pacific Park Financial, Inc. manage?",
      "a": "Pacific Park Financial, Inc. reports $221,610,360 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (99% discretionary)."
    },
    {
      "q": "How have Pacific Park Financial, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Pacific Park Financial, Inc.: Regulatory assets under management: $163,723,074 in the October 2021 data and $221,610,360 in the October 2026 data, up 35%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Pacific Park Financial, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (140); high net worth individuals (69); pension and profit sharing plans (but not the plan participants or government pension plans) (1)."
    },
    {
      "q": "Which custodians does Pacific Park Financial, Inc. use?",
      "a": "Pacific Park Financial, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Ameritas Life Insurance Corp., Charles Schwab & Co., Inc., Paychex Securities Corporation and Pontera Solutions Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Pacific Park Financial, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/122867"
    },
    {
      "q": "Does Pacific Park Financial, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 23, 2026 says: \"Clients do not have to meet initial account balance requirements to open investment accounts and clients are not required to maintain minimum account balances.\""
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 163723074.0,
      "total_employees": 2,
      "filing_date": "2021-03-23"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 193558319.0,
      "total_employees": 2,
      "filing_date": "2022-03-21"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 164739769.0,
      "total_employees": 2,
      "filing_date": "2023-02-14"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 183813098.0,
      "total_employees": 2,
      "filing_date": "2024-03-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 209526294.0,
      "total_employees": 2,
      "filing_date": "2025-03-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 221610360.0,
      "total_employees": 2,
      "filing_date": "2026-03-23"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 23, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Clients do not have to meet initial account balance requirements to open \ninvestment accounts and clients are not required to maintain minimum account balances."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Clients do not have to meet initial account balance requirements to open \ninvestment accounts and clients are not required to maintain minimum account balances."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Ameritas Life Insurance Corp.",
      "name_as_filed": "AMERITAS LIFE INSURANCE CORP.",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Paychex Securities Corporation",
      "name_as_filed": "PAYCHEX SECURITIES CORPORATION",
      "affiliated": false
    },
    {
      "name": "Pontera Solutions Inc.",
      "name_as_filed": "PONTERA SOLUTIONS INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/pacific-park-financial-inc-laguna-hills-ca-122867.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 140,
      "fewer_than_5": false,
      "raum": 52169954.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 69,
      "fewer_than_5": false,
      "raum": 166471884.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 2720806.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 247716.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/122867",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}