# Pacific Global Investment Management Company

> Pacific Global Investment Management Company is an SEC-registered investment advisory firm in Glendale, CA, registered since 1992, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 7, 2026.

- CRD: 106962
- Filed as: PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Glendale, CA
- Filing period: October 2026
- Form ADV filing dated: August 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106962
- AdvisorCensus page: https://advisorcensus.com/firm/pacific-global-investment-management-company-glendale-ca-106962

## Quick answers

**How is Pacific Global Investment Management Company compensated?**
On its Form ADV (Item 5.E, October 2026), Pacific Global Investment Management Company reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Pacific Global Investment Management Company located?**
Pacific Global Investment Management Company's principal office is in Glendale, CA, according to its Form ADV.

**Is Pacific Global Investment Management Company registered with the SEC or a state?**
Pacific Global Investment Management Company is an SEC-registered investment advisory firm, registered since 1992. Status as filed: Approved. CRD 106962.

**How much does Pacific Global Investment Management Company manage?**
Pacific Global Investment Management Company reports $87,496,356 in regulatory assets under management in its Form ADV filing dated August 7, 2026 (99% discretionary).

**How have Pacific Global Investment Management Company's assets and staff changed since 2021?**
In the Form ADV data for Pacific Global Investment Management Company: Regulatory assets under management: $609,324,919 in the October 2021 data and $87,496,356 in the October 2026 data, down 86%. Total employees: 14 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pacific Global Investment Management Company serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (79); high net worth individuals (45); corporations or other businesses not listed above (2).

**Which custodians does Pacific Global Investment Management Company use?**
Pacific Global Investment Management Company's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Pacific Global Investment Management Company report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106962

**What changed in Pacific Global Investment Management Company's recent Form ADV filings?**
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $87,496,356
- Discretionary: $86,915,005
- Non-discretionary: $581,351

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 79 | $15,619,217 |
| High net worth individuals | 45 | $64,242,572 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 1 | $2,884,381 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 2 | $4,750,186 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 1992 (34 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, HI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pacificglobal.us

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $609,324,919 | 14 | September 7, 2021 |
| October 2022 | $717,678,502 | 14 | March 31, 2022 |
| October 2023 | $638,090,351 | 14 | July 26, 2023 |
| October 2024 | $740,154,735 | 14 | March 28, 2024 |
| October 2025 | $98,939,503 | 12 | July 10, 2025 |
| October 2026 | $87,496,356 | 6 | August 7, 2026 |

Regulatory assets under management: $609,324,919 in the October 2021 data and $87,496,356 in the October 2026 data, down 86%.
Total employees: 14 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Updated its list of owners and control persons (Schedule A).

### July 2026
- Employees performing advisory functions went from 1 to 4.
- Updated its list of owners and control persons (Schedule A).

### June 2026
- Updated its list of owners and control persons (Schedule A).

### May 2026
- Changed its legal name from Pacific Global Investment Management Co to Pacific Global Investment Management Company.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 3 to 1.
- Regulatory assets under management went from $98,939,503 to $85,944,931 (-13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pacific Global Investment Management Company (CRD 106962): Form ADV filing data as of October 2026.