# Pacific Financial Group, LLC

> Pacific Financial Group, LLC is an SEC-registered investment advisory firm in Nashville, TN, registered since 2007, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 143041
- Filed as: PACIFIC FINANCIAL GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Nashville, TN
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/143041
- AdvisorCensus page: https://advisorcensus.com/firm/pacific-financial-group-llc-nashville-tn-143041

## Quick answers

**How is Pacific Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pacific Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Pacific Financial Group, LLC located?**
Pacific Financial Group, LLC's principal office is in Nashville, TN, according to its Form ADV; the July 2025 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Pacific Financial Group, LLC registered with the SEC or a state?**
Pacific Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 143041.

**How much does Pacific Financial Group, LLC manage?**
Pacific Financial Group, LLC reports $4,686,109,588 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Pacific Financial Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Pacific Financial Group, LLC: Regulatory assets under management: $2,543,416,596 in the October 2021 data and $4,686,109,588 in the October 2026 data, up 84%. Total employees: 20 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pacific Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (17).

**Does Pacific Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143041

**What changed in Pacific Financial Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 7. Regulatory assets under management went from $3,759,819,330 to $4,686,109,588 (+25%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $4,686,109,588
- Discretionary: $4,686,109,588
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 17 | $4,686,109,588 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2007 (19 years)
- Employees: 20 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TN, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2025 filing
- Nashville, TN

### Websites listed on Form ADV (Item 1.I)
- tpfg.com
- LinkedIn @the-pacific-financial-group-inc-

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,543,416,596 | 20 | August 12, 2021 |
| October 2022 | $2,738,428,748 | 13 | August 12, 2022 |
| October 2023 | $2,604,897,438 | 13 | August 11, 2023 |
| October 2024 | $3,090,722,246 | 20 | July 17, 2024 |
| October 2025 | $3,759,819,330 | 19 | June 12, 2025 |
| October 2026 | $4,686,109,588 | 20 | March 31, 2026 |

Regulatory assets under management: $2,543,416,596 in the October 2021 data and $4,686,109,588 in the October 2026 data, up 84%.
Total employees: 20 in October 2021 and 20 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 7.
- Regulatory assets under management went from $3,759,819,330 to $4,686,109,588 (+25%).
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pacific Financial Group, LLC (CRD 143041): Form ADV filing data as of October 2026.