{ "crd_number": 143041, "slug": "pacific-financial-group-llc-nashville-tn-143041", "primary_business_name": "PACIFIC FINANCIAL GROUP, LLC", "legal_name": "PACIFIC FINANCIAL GROUP,LLC", "dbas": [], "city": "Nashville", "state": "TN", "country": "United States", "cbsa_code": "34980", "metro": { "cbsa_code": "34980", "common_name": "Nashville", "msa_name": "Nashville-Davidson--Murfreesboro--Franklin, TN", "path": "/advisors/tn/nashville" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2007-09-27", "years_registered": 19, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 4686109588.0, "raum_discretionary": 4686109588.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 20, "advisory_employees": 7, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 4686109588.0, "count": 17 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_investment_companies" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "TN", "WA" ], "websites": [ "https://linkedin.com/company/the-pacific-financial-group-inc-", "https://tpfg.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/143041", "city_as_filed": "NASHVILLE", "url": "https://advisorcensus.com/firm/pacific-financial-group-llc-nashville-tn-143041", "display_name": "Pacific Financial Group, LLC", "summary": "Pacific Financial Group, LLC is an SEC-registered investment advisory firm in Nashville, TN, registered since 2007, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Pacific Financial Group, LLC (CRD 143041): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)" ], "quick_answers": [ { "q": "How is Pacific Financial Group, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Pacific Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Pacific Financial Group, LLC located?", "a": "Pacific Financial Group, LLC's principal office is in Nashville, TN, according to its Form ADV; the July 2025 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Pacific Financial Group, LLC registered with the SEC or a state?", "a": "Pacific Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 143041." }, { "q": "How much does Pacific Financial Group, LLC manage?", "a": "Pacific Financial Group, LLC reports $4,686,109,588 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Pacific Financial Group, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Pacific Financial Group, LLC: Regulatory assets under management: $2,543,416,596 in the October 2021 data and $4,686,109,588 in the October 2026 data, up 84%. Total employees: 20 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Pacific Financial Group, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (17)." }, { "q": "Does Pacific Financial Group, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143041" }, { "q": "What changed in Pacific Financial Group, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 2 to 7. Regulatory assets under management went from $3,759,819,330 to $4,686,109,588 (+25%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2543416596.0, "total_employees": 20, "filing_date": "2021-08-12" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2738428748.0, "total_employees": 13, "filing_date": "2022-08-12" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2604897438.0, "total_employees": 13, "filing_date": "2023-08-11" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3090722246.0, "total_employees": 20, "filing_date": "2024-07-17" }, { "period": "2025-10-01", "regulatory_assets_under_management": 3759819330.0, "total_employees": 19, "filing_date": "2025-06-12" }, { "period": "2026-10-01", "regulatory_assets_under_management": 4686109588.0, "total_employees": 20, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 2 to 7.", "Regulatory assets under management went from $3,759,819,330 to $4,686,109,588 (+25%).", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/pacific-financial-group-llc-nashville-tn-143041.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 17, "fewer_than_5": false, "raum": 4686109588.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/143041", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }