# P38 Enterprises, Inc.

> P38 Enterprises, Inc. is a state-registered investment advisory firm, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 7, 2026.

- CRD: 135325
- Filed as: P38 ENTERPRISES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Texas
- Filing period: October 2026
- Form ADV filing dated: July 7, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/135325
- AdvisorCensus page: https://advisorcensus.com/firm/p38-enterprises-inc-135325

## Quick answers

**How is P38 Enterprises, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), P38 Enterprises, Inc. reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).

**Is P38 Enterprises, Inc. registered with the SEC or a state?**
P38 Enterprises, Inc. is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 135325.

**How much does P38 Enterprises, Inc. manage?**
P38 Enterprises, Inc. reports $96,348,034 in regulatory assets under management in its Form ADV filing dated July 7, 2026 (100% discretionary).

**What types of clients does P38 Enterprises, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (58); high net worth individuals (25).

**Does P38 Enterprises, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/135325

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $96,348,034
- Discretionary: $96,348,034
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 58 | $18,693,938 |
| High net worth individuals | 25 | $77,490,386 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | Fewer than 5 | $163,710 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. P38 Enterprises, Inc. (CRD 135325): Form ADV filing data as of October 2026.