{
  "crd_number": 327276,
  "slug": "oze-capital-llc-florham-park-nj-327276",
  "primary_business_name": "OZE CAPITAL LLC",
  "legal_name": "OZE CAPITAL LLC",
  "dbas": [],
  "city": "Florham Park",
  "state": "NJ",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-09-22",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-08-25",
  "carried_forward": false,
  "raum_total": 213737577.0,
  "raum_discretionary": 213737577.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 6,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": {
    "pooled_investment_vehicles": {
      "raum": 213737577.0,
      "count": 12
    }
  },
  "compensation_types": [
    "fixed",
    "other",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "DE",
    "FL",
    "NJ"
  ],
  "websites": [
    "https://ozecapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/327276",
  "city_as_filed": "FLORHAM PARK",
  "url": "https://advisorcensus.com/firm/oze-capital-llc-florham-park-nj-327276",
  "display_name": "OZE Capital LLC",
  "summary": "OZE Capital LLC is an SEC-registered investment advisory firm in Florham Park, NJ, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 25, 2026.",
  "citation": "AdvisorCensus. OZE Capital LLC (CRD 327276): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "Fixed fees (other than subscription fees)",
    "Performance-based fees",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is OZE Capital LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), OZE Capital LLC reports these compensation arrangements: fixed fees (other than subscription fees); performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is OZE Capital LLC located?",
      "a": "OZE Capital LLC's principal office is in Florham Park, NJ, according to its Form ADV."
    },
    {
      "q": "Is OZE Capital LLC registered with the SEC or a state?",
      "a": "OZE Capital LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327276."
    },
    {
      "q": "How much does OZE Capital LLC manage?",
      "a": "OZE Capital LLC reports $213,737,577 in regulatory assets under management in its Form ADV filing dated August 25, 2026 (100% discretionary)."
    },
    {
      "q": "How have OZE Capital LLC's assets and staff changed since 2023?",
      "a": "In the Form ADV data for OZE Capital LLC: Regulatory assets under management: $139,010,484 in the October 2023 data and $213,737,577 in the October 2026 data, up 54%. Total employees: 5 in October 2023 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does OZE Capital LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (12)."
    },
    {
      "q": "Does OZE Capital LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327276"
    },
    {
      "q": "What changed in OZE Capital LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 4 to 5."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 139010484.0,
      "total_employees": 5,
      "filing_date": "2023-08-23"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 170798142.0,
      "total_employees": 6,
      "filing_date": "2024-09-06"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 195246929.0,
      "total_employees": 5,
      "filing_date": "2025-07-16"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 213737577.0,
      "total_employees": 6,
      "filing_date": "2026-08-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 5."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/oze-capital-llc-florham-park-nj-327276.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 12,
      "fewer_than_5": false,
      "raum": 213737577.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/327276",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}