# Oxford Wealth Management

> Oxford Wealth Management is an SEC-registered investment advisory firm in Lindon, UT, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 29, 2026.

- CRD: 332725
- Filed as: OXFORD WEALTH MANAGEMENT
- Legal name: Oxford Wealth Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lindon, UT
- Filing period: October 2026
- Form ADV filing dated: June 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/332725
- AdvisorCensus page: https://advisorcensus.com/firm/oxford-wealth-management-lindon-ut-332725

## Quick answers

**How is Oxford Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Oxford Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Oxford Wealth Management located?**
Oxford Wealth Management's principal office is in Lindon, UT, according to its Form ADV.

**Is Oxford Wealth Management registered with the SEC or a state?**
Oxford Wealth Management is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332725.

**How much does Oxford Wealth Management manage?**
Oxford Wealth Management reports $109,624,448 in regulatory assets under management in its Form ADV filing dated June 29, 2026 (84% discretionary).

**How have Oxford Wealth Management's assets and staff changed since 2024?**
In the Form ADV data for Oxford Wealth Management: Regulatory assets under management: $0 in the October 2024 data and $109,624,448 in the October 2026 data. Total employees: 2 in October 2024 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Oxford Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (38); high net worth individuals (26); corporations or other businesses not listed above (2).

**Which custodians does Oxford Wealth Management use?**
Oxford Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Oxford Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332725

**What changed in Oxford Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 1 to 3. Regulatory assets under management went from $495,119,129 to $109,624,448 (-78%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $109,624,448
- Discretionary: $91,869,894
- Non-discretionary: $17,754,554

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 38 | $6,570,486 |
| High net worth individuals | 26 | $101,508,278 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | 2 | $1,545,684 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 11 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @oxgp

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $0 | 2 | September 12, 2024 |
| October 2025 | $495,119,129 | 9 | March 30, 2025 |
| October 2026 | $109,624,448 | 11 | June 29, 2026 |

Regulatory assets under management: $0 in the October 2024 data and $109,624,448 in the October 2026 data.
Total employees: 2 in October 2024 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 1 to 3.
- Regulatory assets under management went from $495,119,129 to $109,624,448 (-78%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oxford Wealth Management (CRD 332725): Form ADV filing data as of October 2026.