# Oxford Gate Management, LLC

> Oxford Gate Management, LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 297061
- Filed as: OXFORD GATE MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenwich, CT
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/297061
- AdvisorCensus page: https://advisorcensus.com/firm/oxford-gate-management-llc-greenwich-ct-297061

## Quick answers

**How is Oxford Gate Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Oxford Gate Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Oxford Gate Management, LLC located?**
Oxford Gate Management, LLC's principal office is in Greenwich, CT, according to its Form ADV.

**Is Oxford Gate Management, LLC registered with the SEC or a state?**
Oxford Gate Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 297061.

**How much does Oxford Gate Management, LLC manage?**
Oxford Gate Management, LLC reports $90,938,440 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Oxford Gate Management, LLC's assets and staff changed since 2022?**
In the Form ADV data for Oxford Gate Management, LLC: Regulatory assets under management: $254,813,917 in the October 2022 data and $90,938,440 in the October 2026 data, down 64%. Total employees: 23 in October 2022 and 23 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Oxford Gate Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Oxford Gate Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297061

**What changed in Oxford Gate Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $156,251,902 to $90,938,440 (-42%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $90,938,440
- Discretionary: $90,938,440
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $90,938,440 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2021 (4 years)
- Employees: 23 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- oxfordfunds.com
- LinkedIn @oxford-funds

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $254,813,917 | 23 | March 29, 2022 |
| October 2023 | $219,650,286 | 20 | May 17, 2023 |
| October 2024 | $249,266,472 | 24 | March 27, 2024 |
| October 2025 | $156,251,902 | 24 | March 27, 2025 |
| October 2026 | $90,938,440 | 23 | March 27, 2026 |

Regulatory assets under management: $254,813,917 in the October 2022 data and $90,938,440 in the October 2026 data, down 64%.
Total employees: 23 in October 2022 and 23 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $156,251,902 to $90,938,440 (-42%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oxford Gate Management, LLC (CRD 297061): Form ADV filing data as of October 2026.