{ "crd_number": 297061, "slug": "oxford-gate-management-llc-greenwich-ct-297061", "primary_business_name": "OXFORD GATE MANAGEMENT, LLC", "legal_name": "OXFORD GATE MANAGEMENT, LLC", "dbas": [], "city": "Greenwich", "state": "CT", "country": "United States", "cbsa_code": "14860", "metro": { "cbsa_code": "14860", "common_name": "Bridgeport", "msa_name": "Bridgeport-Stamford-Danbury, CT", "path": "/advisors/ct/bridgeport" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-12-16", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 90938440.0, "raum_discretionary": 90938440.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 23, "advisory_employees": 7, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 90938440.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CT" ], "websites": [ "https://linkedin.com/company/oxford-funds", "https://oxfordfunds.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/297061", "city_as_filed": "GREENWICH", "url": "https://advisorcensus.com/firm/oxford-gate-management-llc-greenwich-ct-297061", "display_name": "Oxford Gate Management, LLC", "summary": "Oxford Gate Management, LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Oxford Gate Management, LLC (CRD 297061): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Oxford Gate Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Oxford Gate Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Oxford Gate Management, LLC located?", "a": "Oxford Gate Management, LLC's principal office is in Greenwich, CT, according to its Form ADV." }, { "q": "Is Oxford Gate Management, LLC registered with the SEC or a state?", "a": "Oxford Gate Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 297061." }, { "q": "How much does Oxford Gate Management, LLC manage?", "a": "Oxford Gate Management, LLC reports $90,938,440 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)." }, { "q": "How have Oxford Gate Management, LLC's assets and staff changed since 2022?", "a": "In the Form ADV data for Oxford Gate Management, LLC: Regulatory assets under management: $254,813,917 in the October 2022 data and $90,938,440 in the October 2026 data, down 64%. Total employees: 23 in October 2022 and 23 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Oxford Gate Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1)." }, { "q": "Does Oxford Gate Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297061" }, { "q": "What changed in Oxford Gate Management, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $156,251,902 to $90,938,440 (-42%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2022-10-01", "regulatory_assets_under_management": 254813917.0, "total_employees": 23, "filing_date": "2022-03-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 219650286.0, "total_employees": 20, "filing_date": "2023-05-17" }, { "period": "2024-10-01", "regulatory_assets_under_management": 249266472.0, "total_employees": 24, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 156251902.0, "total_employees": 24, "filing_date": "2025-03-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 90938440.0, "total_employees": 23, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $156,251,902 to $90,938,440 (-42%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/oxford-gate-management-llc-greenwich-ct-297061.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 90938440.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/297061", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }