{
  "crd_number": 118359,
  "slug": "oxford-capital-management-richm0nd-va-118359",
  "primary_business_name": "OXFORD CAPITAL MANAGEMENT",
  "legal_name": "OXFORD CAPITAL MANAGEMENT, INC.",
  "dbas": [],
  "city": "Richm0nd",
  "state": "VA",
  "country": "United States",
  "cbsa_code": "40060",
  "metro": {
    "cbsa_code": "40060",
    "common_name": "Richmond",
    "msa_name": "Richmond, VA",
    "path": "/advisors/va/richmond"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-10-04",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-02-20",
  "carried_forward": false,
  "raum_total": 170000000.0,
  "raum_discretionary": 170000000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 8000000.0,
      "count": 6
    },
    "high_net_worth_individuals": {
      "raum": 162000000.0,
      "count": 23
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "VA"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/118359",
  "city_as_filed": "RICHM0ND",
  "url": "https://advisorcensus.com/firm/oxford-capital-management-richm0nd-va-118359",
  "display_name": "Oxford Capital Management",
  "summary": "Oxford Capital Management is an SEC-registered investment advisory firm in Richm0nd, VA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 20, 2026.",
  "citation": "AdvisorCensus. Oxford Capital Management (CRD 118359): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Oxford Capital Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Oxford Capital Management reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "What does Oxford Capital Management's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated February 20, 2026 states: Up to $1,000,000: 0.8% a year; $1,000,001 to $2,000,000: 0.64% a year; $2,000,001 to $5,000,000: 0.52% a year; Above $5,000,001: 0.4% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Oxford Capital Management located?",
      "a": "Oxford Capital Management's principal office is in Richm0nd, VA, according to its Form ADV."
    },
    {
      "q": "Is Oxford Capital Management registered with the SEC or a state?",
      "a": "Oxford Capital Management is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 118359."
    },
    {
      "q": "How much does Oxford Capital Management manage?",
      "a": "Oxford Capital Management reports $170,000,000 in regulatory assets under management in its Form ADV filing dated February 20, 2026 (100% discretionary)."
    },
    {
      "q": "How have Oxford Capital Management's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Oxford Capital Management: Regulatory assets under management: $140,000,000 in the October 2025 data and $170,000,000 in the October 2026 data, up 21%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Oxford Capital Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (23); individuals (other than high net worth individuals) (6)."
    },
    {
      "q": "Which custodians does Oxford Capital Management use?",
      "a": "Oxford Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Oxford Capital Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118359"
    },
    {
      "q": "Does Oxford Capital Management state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 20, 2026 says: \"Oxford Capital Management’s minimum account size is generally $500,000, but this amount is negotiable.\""
    },
    {
      "q": "What changed in Oxford Capital Management's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $140,000,000 to $170,000,000 (+21%)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 140000000.0,
      "total_employees": 2,
      "filing_date": "2025-02-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 170000000.0,
      "total_employees": 2,
      "filing_date": "2026-02-20"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $140,000,000 to $170,000,000 (+21%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 20, 2026",
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "0.8%"
      },
      {
        "band": "$1,000,001 to $2,000,000",
        "rate": "0.64%"
      },
      {
        "band": "$2,000,001 to $5,000,000",
        "rate": "0.52%"
      },
      {
        "band": "Above $5,000,001",
        "rate": "0.4%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": "$4,000",
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 0.8% a year",
          "$1,000,001 to $2,000,000: 0.64% a year",
          "$2,000,001 to $5,000,000: 0.52% a year",
          "Above $5,000,001: 0.4% a year"
        ],
        "quotes": [
          "Oxford Capital Management charges most of its clients an annual investment management fee based on the following schedule: Assets under Management % of Assets/Year $0* to $1,000,000 0.80% $1,000,001 to $2,000,000 0.64% $2,000,001 to $5,000,000 0.52% $5,000,001 plus 0.40%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Oxford Capital Management’s minimum account size is generally $500,000, but this amount is negotiable."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $4,000"
        ],
        "quotes": [
          "Oxford Capital Management imposes a minimum annual fee of $4,000."
        ]
      }
    ],
    "quotes": [
      "Oxford Capital Management charges most of its clients an annual investment management fee based on the following schedule: Assets under Management % of Assets/Year $0* to $1,000,000 0.80% $1,000,001 to $2,000,000 0.64% $2,000,001 to $5,000,000 0.52% $5,000,001 plus 0.40%",
      "Oxford Capital Management’s minimum account size is generally $500,000, but this amount is negotiable.",
      "Oxford Capital Management imposes a minimum annual fee of $4,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/oxford-capital-management-richm0nd-va-118359.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 6,
      "fewer_than_5": false,
      "raum": 8000000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 23,
      "fewer_than_5": false,
      "raum": 162000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/118359",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}