# Overwatch Capital Advisors LLC > Overwatch Capital Advisors LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 29, 2026. - CRD: 341636 - Filed as: OVERWATCH CAPITAL ADVISORS LLC - Registration: SEC-registered investment adviser (status as filed: 120-Day Approval) - Location: New York, NY - Filing period: October 2026 - Form ADV filing dated: May 29, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/341636 - AdvisorCensus page: https://advisorcensus.com/firm/overwatch-capital-advisors-llc-new-york-ny-341636 ## Quick answers **How is Overwatch Capital Advisors LLC compensated?** On its Form ADV (Item 5.E, October 2026), Overwatch Capital Advisors LLC reports these compensation arrangements: a percentage of assets under its management. **Where is Overwatch Capital Advisors LLC located?** Overwatch Capital Advisors LLC's principal office is in New York, NY, according to its Form ADV. **Is Overwatch Capital Advisors LLC registered with the SEC or a state?** Overwatch Capital Advisors LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 341636. **How much does Overwatch Capital Advisors LLC manage?** Overwatch Capital Advisors LLC reports $0 in regulatory assets under management in its Form ADV filing dated May 29, 2026. **Does Overwatch Capital Advisors LLC report any disciplinary disclosures?** Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years), 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/341636 **Does Overwatch Capital Advisors LLC state an account minimum?** Its Form ADV Part 2A brochure dated April 30, 2026 says: "However, a minimum of $200,000 of assets under management per account will typically be required in order for the Firm to offer Services." **What changed in Overwatch Capital Advisors LLC's recent Form ADV filings?** In the July 2026 filing data: Newly registered with the SEC. ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated April 30, 2026) - Account minimum: $200,000 > However, a minimum of $200,000 of assets under management per account will typically be required in order for the Firm to offer Services. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Regulatory assets under management (Item 5.F) - Total: $0 - Discretionary: $0 - Non-discretionary: $0 ### Advisory services (Item 5.G) - Portfolio management for individuals and/or small businesses - Portfolio management for pooled investment vehicles (other than investment companies) ### Firm details - Registered since: 2026 (0 years) - Employees: 4 total, 4 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: NY - Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11. ### Item 11 questions answered yes - 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity? - 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity? - 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved? Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/341636 ## Changes in the filing (last 12 months) ### July 2026 - Newly registered with the SEC. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Overwatch Capital Advisors LLC (CRD 341636): Form ADV filing data as of October 2026.