# Overseas Capital Management LLC

> Overseas Capital Management LLC is an SEC-registered investment advisory firm in Jing An District, Shanghai, China, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 318243
- Filed as: OVERSEAS CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Jing An District, Shanghai, China
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/318243
- AdvisorCensus page: https://advisorcensus.com/firm/overseas-capital-management-llc-jing-an-district-shanghai-318243

## Quick answers

**How is Overseas Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Overseas Capital Management LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Overseas Capital Management LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Up to $500,000: 1.45% a year; $500,001 to $1,000,000: 1.3% a year; $1,000,001 to $2,500,000: 1.15% a year; $2,500,001 to $5,000,000: 1.05% a year; Above $5,000,001: 0.95% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Overseas Capital Management LLC located?**
Overseas Capital Management LLC's principal office is in Jing An District, Shanghai, China, according to its Form ADV.

**Is Overseas Capital Management LLC registered with the SEC or a state?**
Overseas Capital Management LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 318243.

**How much does Overseas Capital Management LLC manage?**
Overseas Capital Management LLC reports $13,568,283 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Overseas Capital Management LLC's assets and staff changed since 2022?**
In the Form ADV data for Overseas Capital Management LLC: Regulatory assets under management: $4,304,000 in the October 2022 data and $13,568,283 in the October 2026 data, up 215%. Total employees: 2 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Overseas Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (24); high net worth individuals (13).

**Which custodians does Overseas Capital Management LLC use?**
Overseas Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Overseas Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/318243

**What changed in Overseas Capital Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $8,637,632 to $13,568,283 (+57%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Up to $500,000: 1.45% a year
- $500,001 to $1,000,000: 1.3% a year
- $1,000,001 to $2,500,000: 1.15% a year
- $2,500,001 to $5,000,000: 1.05% a year
- Above $5,000,001: 0.95% a year

> OCM charges clients an annualized asset-based fee ranging from 0.95% to 1.45% of each client’s assets under management, billed and payable monthly in arrears.

> $500,000 or less 1.45% $500,001 - $1,000,000 1.30% $1,000,001 - $2,500,000 1.15% $2,500,001 - $5,000,000 1.05% Over $5,000,001 0.95%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $13,568,283
- Discretionary: $13,568,283
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 24 | $5,223,315 |
| High net worth individuals | 13 | $8,344,968 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [ocmcap.com](https://ocmcap.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $4,304,000 | 2 | August 30, 2022 |
| October 2023 | $3,381,625 | 2 | March 29, 2023 |
| October 2024 | $7,966,435 | 3 | March 17, 2024 |
| October 2025 | $8,637,632 | 3 | April 27, 2025 |
| October 2026 | $13,568,283 | 3 | March 30, 2026 |

Regulatory assets under management: $4,304,000 in the October 2022 data and $13,568,283 in the October 2026 data, up 215%.
Total employees: 2 in October 2022 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $8,637,632 to $13,568,283 (+57%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Overseas Capital Management LLC (CRD 318243): Form ADV filing data as of October 2026.