{
  "crd_number": 318243,
  "slug": "overseas-capital-management-llc-jing-an-district-shanghai-318243",
  "primary_business_name": "OVERSEAS CAPITAL MANAGEMENT LLC",
  "legal_name": "OVERSEAS CAPITAL MANAGEMENT LLC",
  "dbas": [],
  "city": "Jing An District, Shanghai",
  "state": null,
  "country": "China",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-02-04",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 13568283.0,
  "raum_discretionary": 13568283.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 5223315.0,
      "count": 24
    },
    "high_net_worth_individuals": {
      "raum": 8344968.0,
      "count": 13
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://ocmcap.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/318243",
  "city_as_filed": "JING AN DISTRICT, SHANGHAI",
  "url": "https://advisorcensus.com/firm/overseas-capital-management-llc-jing-an-district-shanghai-318243",
  "display_name": "Overseas Capital Management LLC",
  "summary": "Overseas Capital Management LLC is an SEC-registered investment advisory firm in Jing An District, Shanghai, China, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Overseas Capital Management LLC (CRD 318243): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Overseas Capital Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Overseas Capital Management LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Overseas Capital Management LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Up to $500,000: 1.45% a year; $500,001 to $1,000,000: 1.3% a year; $1,000,001 to $2,500,000: 1.15% a year; $2,500,001 to $5,000,000: 1.05% a year; Above $5,000,001: 0.95% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Overseas Capital Management LLC located?",
      "a": "Overseas Capital Management LLC's principal office is in Jing An District, Shanghai, China, according to its Form ADV."
    },
    {
      "q": "Is Overseas Capital Management LLC registered with the SEC or a state?",
      "a": "Overseas Capital Management LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 318243."
    },
    {
      "q": "How much does Overseas Capital Management LLC manage?",
      "a": "Overseas Capital Management LLC reports $13,568,283 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have Overseas Capital Management LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Overseas Capital Management LLC: Regulatory assets under management: $4,304,000 in the October 2022 data and $13,568,283 in the October 2026 data, up 215%. Total employees: 2 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Overseas Capital Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (24); high net worth individuals (13)."
    },
    {
      "q": "Which custodians does Overseas Capital Management LLC use?",
      "a": "Overseas Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Overseas Capital Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/318243"
    },
    {
      "q": "What changed in Overseas Capital Management LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $8,637,632 to $13,568,283 (+57%)."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 4304000.0,
      "total_employees": 2,
      "filing_date": "2022-08-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 3381625.0,
      "total_employees": 2,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 7966435.0,
      "total_employees": 3,
      "filing_date": "2024-03-17"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 8637632.0,
      "total_employees": 3,
      "filing_date": "2025-04-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 13568283.0,
      "total_employees": 3,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $8,637,632 to $13,568,283 (+57%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $500,000",
        "rate": "1.45%"
      },
      {
        "band": "$500,001 to $1,000,000",
        "rate": "1.3%"
      },
      {
        "band": "$1,000,001 to $2,500,000",
        "rate": "1.15%"
      },
      {
        "band": "$2,500,001 to $5,000,000",
        "rate": "1.05%"
      },
      {
        "band": "Above $5,000,001",
        "rate": "0.95%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $500,000: 1.45% a year",
          "$500,001 to $1,000,000: 1.3% a year",
          "$1,000,001 to $2,500,000: 1.15% a year",
          "$2,500,001 to $5,000,000: 1.05% a year",
          "Above $5,000,001: 0.95% a year"
        ],
        "quotes": [
          "OCM charges clients an annualized asset-based fee ranging from 0.95% to 1.45% of each client’s assets under management, billed and payable monthly in arrears.",
          "$500,000 or less 1.45% $500,001 - $1,000,000 1.30% $1,000,001 - $2,500,000 1.15% $2,500,001 - $5,000,000 1.05% Over $5,000,001 0.95%"
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 500000.0,
          "rate_pct": 1.45
        },
        {
          "min": 500001.0,
          "max": 1000000.0,
          "rate_pct": 1.3
        },
        {
          "min": 1000001.0,
          "max": 2500000.0,
          "rate_pct": 1.15
        },
        {
          "min": 2500001.0,
          "max": 5000000.0,
          "rate_pct": 1.05
        },
        {
          "min": 5000001.0,
          "max": null,
          "rate_pct": 0.95
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "OCM charges clients an annualized asset-based fee ranging from 0.95% to 1.45% of each client’s assets under management, billed and payable monthly in arrears.",
      "$500,000 or less 1.45% $500,001 - $1,000,000 1.30% $1,000,001 - $2,500,000 1.15% $2,500,001 - $5,000,000 1.05% Over $5,000,001 0.95%"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Interactive Brokers LLC",
      "name_as_filed": "INTERACTIVE BROKERS LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/overseas-capital-management-llc-jing-an-district-shanghai-318243.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 24,
      "fewer_than_5": false,
      "raum": 5223315.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 13,
      "fewer_than_5": false,
      "raum": 8344968.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/318243",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}