# Overbrook Management Corporation

> Overbrook Management Corporation is an SEC-registered investment advisory firm in New York, NY, registered since 2001, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 8, 2026.

- CRD: 117884
- Filed as: OVERBROOK MANAGEMENT CORPORATION
- Also doing business as: OVERBROOK MANAGEMENT ADVISORS, LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: April 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/117884
- AdvisorCensus page: https://advisorcensus.com/firm/overbrook-management-corporation-new-york-ny-117884

## Quick answers

**How is Overbrook Management Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), Overbrook Management Corporation reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Overbrook Management Corporation located?**
Overbrook Management Corporation's principal office is in New York, NY, according to its Form ADV.

**Is Overbrook Management Corporation registered with the SEC or a state?**
Overbrook Management Corporation is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 117884.

**How much does Overbrook Management Corporation manage?**
Overbrook Management Corporation reports $1,121,106,153 in regulatory assets under management in its Form ADV filing dated April 8, 2026 (68% discretionary).

**How have Overbrook Management Corporation's assets and staff changed since 2021?**
In the Form ADV data for Overbrook Management Corporation: Regulatory assets under management: $1,117,034,877 in the October 2021 data and $1,121,106,153 in the October 2026 data, unchanged. Total employees: 14 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Overbrook Management Corporation serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (105); charitable organizations (9); other (6).

**Which custodians does Overbrook Management Corporation use?**
Overbrook Management Corporation's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., National Financial Services LLC and Wells Fargo Clearing Services, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Overbrook Management Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117884

**What changed in Overbrook Management Corporation's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 7. Registered or notice-filed in DC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC
- Wells Fargo Clearing Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,121,106,153
- Discretionary: $762,588,837
- Non-discretionary: $358,517,316

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 105 | $584,922,546 |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $195,102,252 |
| Charitable organizations | 9 | $287,285,615 |
| Other | 6 | $53,795,740 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2001 (24 years)
- Employees: 17 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, DC, FL, ME, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- overbrook.com
- LinkedIn @overbrook-management-corporation

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,117,034,877 | 14 | August 17, 2021 |
| October 2022 | $1,288,429,332 | 13 | March 7, 2022 |
| October 2023 | $1,069,124,219 | 15 | March 6, 2023 |
| October 2024 | $1,228,633,455 | 13 | July 22, 2024 |
| October 2025 | $1,051,959,375 | 14 | March 14, 2025 |
| October 2026 | $1,121,106,153 | 17 | April 8, 2026 |

Regulatory assets under management: $1,117,034,877 in the October 2021 data and $1,121,106,153 in the October 2026 data, unchanged.
Total employees: 14 in October 2021 and 17 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 7.
- Registered or notice-filed in DC.

### January 2026
- No longer registered or notice-filed in CO, MA, NH, NJ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Overbrook Management Corporation (CRD 117884): Form ADV filing data as of October 2026.