{
  "crd_number": 117884,
  "slug": "overbrook-management-corporation-new-york-ny-117884",
  "primary_business_name": "OVERBROOK MANAGEMENT CORPORATION",
  "legal_name": "OVERBROOK MANAGEMENT CORPORATION",
  "dbas": [
    "OVERBROOK MANAGEMENT ADVISORS, LP"
  ],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2001-12-21",
  "years_registered": 24,
  "period": "2026-10-01",
  "filing_date": "2026-04-08",
  "carried_forward": false,
  "raum_total": 1121106153.0,
  "raum_discretionary": 762588837.0,
  "raum_non_discretionary": 358517316.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 17,
  "advisory_employees": 7,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 53795740.0,
      "count": 6,
      "description": "PARTNERSHIPS"
    },
    "charitable": {
      "raum": 287285615.0,
      "count": 9
    },
    "high_net_worth_individuals": {
      "raum": 584922546.0,
      "count": 105
    },
    "pooled_investment_vehicles": {
      "raum": 195102252.0,
      "count": 3
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CT",
    "DC",
    "FL",
    "ME",
    "NY"
  ],
  "websites": [
    "https://linkedin.com/company/overbrook-management-corporation/about",
    "https://overbrook.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/117884",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/overbrook-management-corporation-new-york-ny-117884",
  "display_name": "Overbrook Management Corporation",
  "summary": "Overbrook Management Corporation is an SEC-registered investment advisory firm in New York, NY, registered since 2001, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 8, 2026.",
  "citation": "AdvisorCensus. Overbrook Management Corporation (CRD 117884): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Overbrook Management Corporation compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Overbrook Management Corporation reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Overbrook Management Corporation located?",
      "a": "Overbrook Management Corporation's principal office is in New York, NY, according to its Form ADV."
    },
    {
      "q": "Is Overbrook Management Corporation registered with the SEC or a state?",
      "a": "Overbrook Management Corporation is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 117884."
    },
    {
      "q": "How much does Overbrook Management Corporation manage?",
      "a": "Overbrook Management Corporation reports $1,121,106,153 in regulatory assets under management in its Form ADV filing dated April 8, 2026 (68% discretionary)."
    },
    {
      "q": "How have Overbrook Management Corporation's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Overbrook Management Corporation: Regulatory assets under management: $1,117,034,877 in the October 2021 data and $1,121,106,153 in the October 2026 data, unchanged. Total employees: 14 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Overbrook Management Corporation serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (105); charitable organizations (9); other (6)."
    },
    {
      "q": "Which custodians does Overbrook Management Corporation use?",
      "a": "Overbrook Management Corporation's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., National Financial Services LLC and Wells Fargo Clearing Services, LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Overbrook Management Corporation report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117884"
    },
    {
      "q": "What changed in Overbrook Management Corporation's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 4 to 7. Registered or notice-filed in DC."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1117034877.0,
      "total_employees": 14,
      "filing_date": "2021-08-17"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1288429332.0,
      "total_employees": 13,
      "filing_date": "2022-03-07"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1069124219.0,
      "total_employees": 15,
      "filing_date": "2023-03-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1228633455.0,
      "total_employees": 13,
      "filing_date": "2024-07-22"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1051959375.0,
      "total_employees": 14,
      "filing_date": "2025-03-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1121106153.0,
      "total_employees": 17,
      "filing_date": "2026-04-08"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 7.",
        "Registered or notice-filed in DC."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in CO, MA, NH, NJ."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    },
    {
      "name": "Wells Fargo Clearing Services, LLC",
      "name_as_filed": "WELLS FARGO CLEARING SERVICES, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/overbrook-management-corporation-new-york-ny-117884.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 105,
      "fewer_than_5": false,
      "raum": 584922546.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 3,
      "fewer_than_5": false,
      "raum": 195102252.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 9,
      "fewer_than_5": false,
      "raum": 287285615.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 6,
      "fewer_than_5": false,
      "raum": 53795740.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/117884",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}