# Ovata Capital Management LLC

> Ovata Capital Management LLC is an SEC-registered investment advisory firm in Hong Kong, Hong Kong, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 316669
- Filed as: OVATA CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hong Kong, Hong Kong
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/316669
- AdvisorCensus page: https://advisorcensus.com/firm/ovata-capital-management-llc-hong-kong-316669

## Quick answers

**How is Ovata Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ovata Capital Management LLC reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Ovata Capital Management LLC located?**
Ovata Capital Management LLC's principal office is in Hong Kong, Hong Kong, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Ovata Capital Management LLC registered with the SEC or a state?**
Ovata Capital Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 316669.

**How much does Ovata Capital Management LLC manage?**
Ovata Capital Management LLC reports $441,900,000 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**What types of clients does Ovata Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2).

**Does Ovata Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316669

**What changed in Ovata Capital Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Added an office in New York, NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $441,900,000
- Discretionary: $441,900,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $441,900,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- ovatacapital.com
- LinkedIn @ovatacap

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | September 10, 2021 |
| October 2022 | Not reported | Not reported | March 31, 2022 |
| October 2023 | Not reported | Not reported | March 28, 2023 |
| October 2024 | Not reported | Not reported | March 14, 2024 |
| October 2025 | Not reported | Not reported | March 28, 2025 |
| October 2026 | $441,900,000 | 5 | March 26, 2026 |


## Changes in the filing (last 12 months)

### April 2026
- Added an office in New York, NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ovata Capital Management LLC (CRD 316669): Form ADV filing data as of October 2026.