# Ouellette Wealth Advisory LLC

> Ouellette Wealth Advisory LLC is an SEC-registered investment advisory firm in Lexington, MA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 13, 2026.

- CRD: 289242
- Filed as: OUELLETTE WEALTH ADVISORY LLC
- Also doing business as: OUELLETTE WEALTH MANAGEMENT GROUP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lexington, MA
- Filing period: October 2026
- Form ADV filing dated: August 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/289242
- AdvisorCensus page: https://advisorcensus.com/firm/ouellette-wealth-advisory-llc-lexington-ma-289242

## Quick answers

**How is Ouellette Wealth Advisory LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ouellette Wealth Advisory LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Ouellette Wealth Advisory LLC located?**
Ouellette Wealth Advisory LLC's principal office is in Lexington, MA, according to its Form ADV.

**Is Ouellette Wealth Advisory LLC registered with the SEC or a state?**
Ouellette Wealth Advisory LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 289242.

**How much does Ouellette Wealth Advisory LLC manage?**
Ouellette Wealth Advisory LLC reports $274,418,783 in regulatory assets under management in its Form ADV filing dated August 13, 2026 (0% discretionary).

**How have Ouellette Wealth Advisory LLC's assets and staff changed since 2021?**
In the Form ADV data for Ouellette Wealth Advisory LLC: Regulatory assets under management: $103,079,261 in the October 2021 data and $274,418,783 in the October 2026 data, up 166%. Total employees: 4 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ouellette Wealth Advisory LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (115); high net worth individuals (98).

**Which custodians does Ouellette Wealth Advisory LLC use?**
Ouellette Wealth Advisory LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Nationwide Securities, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Ouellette Wealth Advisory LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289242

**Does Ouellette Wealth Advisory LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 29, 2026 says: "Ouellette generally does not impose a minimum relationship size."

**What changed in Ouellette Wealth Advisory LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $220,716,612 to $274,418,783 (+24%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 29, 2026)

- Account minimum: None

> Ouellette generally does not impose a minimum relationship size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Nationwide Securities, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $274,418,783
- Discretionary: $0
- Non-discretionary: $274,418,783

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 115 | $40,729,924 |
| High net worth individuals | 98 | $231,702,853 |
| Charitable organizations | Fewer than 5 | $1,986,006 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 7 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, MA, ME, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ouellettewealth.com
- owmonline.com
- LinkedIn @OUELLETTETHOMAS
- X @ouellettewealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $103,079,261 | 4 | March 30, 2021 |
| October 2022 | $163,639,741 | 4 | September 14, 2022 |
| October 2023 | $148,741,359 | 4 | September 25, 2023 |
| October 2024 | $179,256,178 | 5 | September 27, 2024 |
| October 2025 | $220,716,612 | 5 | May 1, 2025 |
| October 2026 | $274,418,783 | 7 | August 13, 2026 |

Regulatory assets under management: $103,079,261 in the October 2021 data and $274,418,783 in the October 2026 data, up 166%.
Total employees: 4 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $220,716,612 to $274,418,783 (+24%).

### December 2025
- Employees performing advisory functions went from 1 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ouellette Wealth Advisory LLC (CRD 289242): Form ADV filing data as of October 2026.