# Otus Capital Management Limited

> Otus Capital Management Limited is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 30, 2026.

- CRD: 284879
- Filed as: OTUS CAPITAL MANAGEMENT LIMITED
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: London, United Kingdom
- Filing period: October 2026
- Form ADV filing dated: June 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/284879
- AdvisorCensus page: https://advisorcensus.com/firm/otus-capital-management-limited-london-284879

## Quick answers

**How is Otus Capital Management Limited compensated?**
On its Form ADV (Item 5.E, October 2026), Otus Capital Management Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Otus Capital Management Limited located?**
Otus Capital Management Limited's principal office is in London, United Kingdom, according to its Form ADV.

**Is Otus Capital Management Limited registered with the SEC or a state?**
Otus Capital Management Limited is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 284879.

**How much does Otus Capital Management Limited manage?**
Otus Capital Management Limited reports $386,967,740 in regulatory assets under management in its Form ADV filing dated June 30, 2026 (0% discretionary).

**How have Otus Capital Management Limited's assets and staff changed since 2021?**
In the Form ADV data for Otus Capital Management Limited: Regulatory assets under management: $574,000,000 in the October 2021 data and $386,967,740 in the October 2026 data, down 33%. Total employees: 12 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Otus Capital Management Limited serve?**
By number of clients on Form ADV Item 5.D: other (4); pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Otus Capital Management Limited report any disciplinary disclosures?**
Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.A(1) (felony conviction or plea in the past ten years), 11.A(2) (felony charge in the past ten years), 11.D(2) (another regulator's finding of a violation), 11.H(1)(a) (court injunction in the past ten years), and 11.H(1)(b) (court finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284879

**What changed in Otus Capital Management Limited's recent Form ADV filings?**
In the July 2026 filing data: Regulatory assets under management went from $500,957,291 to $386,967,740 (-23%). Employees performing advisory functions went from 7 to 6. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $386,967,740
- Discretionary: $0
- Non-discretionary: $386,967,740

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $280,266,277 |
| Other | 4 | $106,701,463 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2016 (9 years)
- Employees: 13 total, 6 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 5 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(1): In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.H(1)(a): In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity?
- 11.H(1)(b): Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284879

### Websites listed on Form ADV (Item 1.I)
- [otuscapital.com](https://otuscapital.com)
- LinkedIn @otus-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $574,000,000 | 12 | June 29, 2021 |
| October 2022 | $536,000,000 | 13 | August 4, 2022 |
| October 2023 | $628,000,000 | 14 | August 11, 2023 |
| October 2024 | $704,400,000 | 14 | June 28, 2024 |
| October 2025 | $500,957,291 | 14 | June 19, 2025 |
| October 2026 | $386,967,740 | 13 | June 30, 2026 |

Regulatory assets under management: $574,000,000 in the October 2021 data and $386,967,740 in the October 2026 data, down 33%.
Total employees: 12 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Regulatory assets under management went from $500,957,291 to $386,967,740 (-23%).
- Employees performing advisory functions went from 7 to 6.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Otus Capital Management Limited (CRD 284879): Form ADV filing data as of October 2026.