{ "crd_number": 284879, "slug": "otus-capital-management-limited-london-284879", "primary_business_name": "OTUS CAPITAL MANAGEMENT LIMITED", "legal_name": "OTUS CAPITAL MANAGEMENT LIMITED", "dbas": [], "city": "London", "state": null, "country": "United Kingdom", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2016-11-03", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-06-30", "carried_forward": false, "raum_total": 386967740.0, "raum_discretionary": 0.0, "raum_non_discretionary": 386967740.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 13, "advisory_employees": 6, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 106701463.0, "count": 4, "description": "SMA", "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 280266277.0, "count": 3 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 5, "states_registered": [], "websites": [ "https://linkedin.com/company/otus-capital-management", "https://otuscapital.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284879", "disclosure_items": [ { "item": "11.A(1)", "question": "In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?" }, { "item": "11.A(2)", "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.H(1)(a)", "question": "In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.H(1)(b)", "question": "Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?" } ], "city_as_filed": "LONDON", "url": "https://advisorcensus.com/firm/otus-capital-management-limited-london-284879", "display_name": "Otus Capital Management Limited", "summary": "Otus Capital Management Limited is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 30, 2026.", "citation": "AdvisorCensus. Otus Capital Management Limited (CRD 284879): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Otus Capital Management Limited compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Otus Capital Management Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Otus Capital Management Limited located?", "a": "Otus Capital Management Limited's principal office is in London, United Kingdom, according to its Form ADV." }, { "q": "Is Otus Capital Management Limited registered with the SEC or a state?", "a": "Otus Capital Management Limited is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 284879." }, { "q": "How much does Otus Capital Management Limited manage?", "a": "Otus Capital Management Limited reports $386,967,740 in regulatory assets under management in its Form ADV filing dated June 30, 2026 (0% discretionary)." }, { "q": "How have Otus Capital Management Limited's assets and staff changed since 2021?", "a": "In the Form ADV data for Otus Capital Management Limited: Regulatory assets under management: $574,000,000 in the October 2021 data and $386,967,740 in the October 2026 data, down 33%. Total employees: 12 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Otus Capital Management Limited serve?", "a": "By number of clients on Form ADV Item 5.D: other (4); pooled investment vehicles (other than investment companies and business development companies) (3)." }, { "q": "Does Otus Capital Management Limited report any disciplinary disclosures?", "a": "Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.A(1) (felony conviction or plea in the past ten years), 11.A(2) (felony charge in the past ten years), 11.D(2) (another regulator's finding of a violation), 11.H(1)(a) (court injunction in the past ten years), and 11.H(1)(b) (court finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284879" }, { "q": "What changed in Otus Capital Management Limited's recent Form ADV filings?", "a": "In the July 2026 filing data: Regulatory assets under management went from $500,957,291 to $386,967,740 (-23%). Employees performing advisory functions went from 7 to 6. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 574000000.0, "total_employees": 12, "filing_date": "2021-06-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 536000000.0, "total_employees": 13, "filing_date": "2022-08-04" }, { "period": "2023-10-01", "regulatory_assets_under_management": 628000000.0, "total_employees": 14, "filing_date": "2023-08-11" }, { "period": "2024-10-01", "regulatory_assets_under_management": 704400000.0, "total_employees": 14, "filing_date": "2024-06-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 500957291.0, "total_employees": 14, "filing_date": "2025-06-19" }, { "period": "2026-10-01", "regulatory_assets_under_management": 386967740.0, "total_employees": 13, "filing_date": "2026-06-30" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Regulatory assets under management went from $500,957,291 to $386,967,740 (-23%).", "Employees performing advisory functions went from 7 to 6.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/otus-capital-management-limited-london-284879.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 280266277.0 }, { "type": "other", "label": "Other", "count": 4, "fewer_than_5": true, "raum": 106701463.0 } ], "disclosure_line": "Reports 5 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284879", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }