# OT Advisors LLC

> OT Advisors LLC is an SEC-registered investment advisory firm in Boca Raton, FL, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 29, 2026.

- CRD: 328812
- Filed as: OT ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boca Raton, FL
- Filing period: October 2026
- Form ADV filing dated: July 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/328812
- AdvisorCensus page: https://advisorcensus.com/firm/ot-advisors-llc-boca-raton-fl-328812

## Quick answers

**How is OT Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), OT Advisors LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**Where is OT Advisors LLC located?**
OT Advisors LLC's principal office is in Boca Raton, FL, according to its Form ADV.

**Is OT Advisors LLC registered with the SEC or a state?**
OT Advisors LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 328812.

**How much does OT Advisors LLC manage?**
OT Advisors LLC reports $1,036,227 in regulatory assets under management in its Form ADV filing dated July 29, 2026 (100% discretionary).

**How have OT Advisors LLC's assets and staff changed since 2024?**
In the Form ADV data for OT Advisors LLC: Regulatory assets under management: $0 in the October 2025 data and $1,036,227 in the October 2026 data. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does OT Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does OT Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328812

**What changed in OT Advisors LLC's recent Form ADV filings?**
In the August 2026 filing data: Regulatory assets under management went from $15,176,237 to $1,036,227 (-93%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $1,036,227
- Discretionary: $1,036,227
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $1,036,227 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2023 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- opportunistictraderetf.com
- LinkedIn @posts

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | Not reported | 2 | May 10, 2024 |
| October 2025 | $0 | 2 | March 28, 2025 |
| October 2026 | $1,036,227 | 2 | July 29, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $1,036,227 in the October 2026 data.
Total employees: 2 in October 2024 and 2 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Regulatory assets under management went from $15,176,237 to $1,036,227 (-93%).
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Regulatory assets under management went from $17,683,878 to $15,176,237 (-14%).

### December 2025
- Regulatory assets under management went from $0 to $17,683,878.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. OT Advisors LLC (CRD 328812): Form ADV filing data as of October 2026.