{
  "crd_number": 329936,
  "slug": "ossia-im-miami-fl-329936",
  "primary_business_name": "OSSIA IM",
  "legal_name": "OSSIA INVESTMENT MANAGEMENT LLC",
  "dbas": [],
  "city": "Miami",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2024-11-04",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 98507279.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 98507279.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 98507279.0,
      "count": 6
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/329936",
  "city_as_filed": "MIAMI",
  "url": "https://advisorcensus.com/firm/ossia-im-miami-fl-329936",
  "display_name": "Ossia IM",
  "summary": "Ossia IM is a state-registered investment advisory firm in Miami, FL, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. Ossia IM (CRD 329936): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Ossia IM compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Ossia IM reports these compensation arrangements: a percentage of assets under its management; other."
    },
    {
      "q": "Where is Ossia IM located?",
      "a": "Ossia IM's principal office is in Miami, FL, according to its Form ADV."
    },
    {
      "q": "Is Ossia IM registered with the SEC or a state?",
      "a": "Ossia IM is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 329936."
    },
    {
      "q": "How much does Ossia IM manage?",
      "a": "Ossia IM reports $98,507,279 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (0% discretionary)."
    },
    {
      "q": "How have Ossia IM's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Ossia IM: Regulatory assets under management: $52,000,000 in the October 2024 data and $98,507,279 in the October 2026 data, up 89%. Total employees: 1 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Ossia IM serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (6)."
    },
    {
      "q": "Does Ossia IM report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/329936"
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 52000000.0,
      "total_employees": 1,
      "filing_date": "2024-09-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 98507279.0,
      "total_employees": 1,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/ossia-im-miami-fl-329936.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 6,
      "fewer_than_5": false,
      "raum": 98507279.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/329936",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}