# Osprey Capital Management Corp.

> Osprey Capital Management Corp. is an SEC-registered investment advisory firm in Miami Beach, FL, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.

- CRD: 172524
- Filed as: OSPREY CAPITAL MANAGEMENT CORP.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami Beach, FL
- Filing period: October 2026
- Form ADV filing dated: February 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/172524
- AdvisorCensus page: https://advisorcensus.com/firm/osprey-capital-management-corp-miami-beach-fl-172524

## Quick answers

**How is Osprey Capital Management Corp. compensated?**
On its Form ADV (Item 5.E, October 2026), Osprey Capital Management Corp. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Osprey Capital Management Corp. located?**
Osprey Capital Management Corp.'s principal office is in Miami Beach, FL, according to its Form ADV.

**Is Osprey Capital Management Corp. registered with the SEC or a state?**
Osprey Capital Management Corp. is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 172524.

**How much does Osprey Capital Management Corp. manage?**
Osprey Capital Management Corp. reports $197,200,000 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (100% discretionary).

**How have Osprey Capital Management Corp.'s assets and staff changed since 2021?**
In the Form ADV data for Osprey Capital Management Corp.: Regulatory assets under management: $205,000,000 in the October 2021 data and $197,200,000 in the October 2026 data, down 4%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Which custodians does Osprey Capital Management Corp. use?**
Osprey Capital Management Corp.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists 48, Route DES Acacias, 1211 Geneva 73, Switzerland and 525 Okeechobee Boulevard, West Palm Beach, Florida, 33401 as custodians holding 10% or more of its separately managed account assets.

**Does Osprey Capital Management Corp. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction) and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172524

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- 48, Route DES Acacias, 1211 Geneva 73, Switzerland
- 525 Okeechobee Boulevard, West Palm Beach, Florida, 33401

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $197,200,000
- Discretionary: $197,200,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | Fewer than 5 | $182,000,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $15,200,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2015 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172524

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $205,000,000 | 1 | May 28, 2021 |
| October 2022 | $198,000,000 | 1 | March 31, 2022 |
| October 2023 | $191,100,000 | 1 | March 31, 2023 |
| October 2024 | $191,100,000 | 1 | March 11, 2024 |
| October 2025 | $191,100,000 | 1 | February 5, 2025 |
| October 2026 | $197,200,000 | 1 | February 18, 2026 |

Regulatory assets under management: $205,000,000 in the October 2021 data and $197,200,000 in the October 2026 data, down 4%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Osprey Capital Management Corp. (CRD 172524): Form ADV filing data as of October 2026.