{ "crd_number": 172524, "slug": "osprey-capital-management-corp-miami-beach-fl-172524", "primary_business_name": "OSPREY CAPITAL MANAGEMENT CORP.", "legal_name": "OSPREY CAPITAL MANAGEMENT CORP.", "dbas": [], "city": "Miami Beach", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2015-03-03", "years_registered": 11, "period": "2026-10-01", "filing_date": "2026-02-18", "carried_forward": false, "raum_total": 197200000.0, "raum_discretionary": 197200000.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "pension_profit_sharing": { "raum": 15200000.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 182000000.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "other", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/172524", "disclosure_items": [ { "item": "11.D(5)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?" }, { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" } ], "city_as_filed": "MIAMI BEACH", "url": "https://advisorcensus.com/firm/osprey-capital-management-corp-miami-beach-fl-172524", "display_name": "Osprey Capital Management Corp.", "summary": "Osprey Capital Management Corp. is an SEC-registered investment advisory firm in Miami Beach, FL, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.", "citation": "AdvisorCensus. Osprey Capital Management Corp. (CRD 172524): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Other" ], "quick_answers": [ { "q": "How is Osprey Capital Management Corp. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Osprey Capital Management Corp. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Osprey Capital Management Corp. located?", "a": "Osprey Capital Management Corp.'s principal office is in Miami Beach, FL, according to its Form ADV." }, { "q": "Is Osprey Capital Management Corp. registered with the SEC or a state?", "a": "Osprey Capital Management Corp. is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 172524." }, { "q": "How much does Osprey Capital Management Corp. manage?", "a": "Osprey Capital Management Corp. reports $197,200,000 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (100% discretionary)." }, { "q": "How have Osprey Capital Management Corp.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Osprey Capital Management Corp.: Regulatory assets under management: $205,000,000 in the October 2021 data and $197,200,000 in the October 2026 data, down 4%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "Which custodians does Osprey Capital Management Corp. use?", "a": "Osprey Capital Management Corp.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists 48, Route DES Acacias, 1211 Geneva 73, Switzerland and 525 Okeechobee Boulevard, West Palm Beach, Florida, 33401 as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Osprey Capital Management Corp. report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction) and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172524" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 205000000.0, "total_employees": 1, "filing_date": "2021-05-28" }, { "period": "2022-10-01", "regulatory_assets_under_management": 198000000.0, "total_employees": 1, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 191100000.0, "total_employees": 1, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 191100000.0, "total_employees": 1, "filing_date": "2024-03-11" }, { "period": "2025-10-01", "regulatory_assets_under_management": 191100000.0, "total_employees": 1, "filing_date": "2025-02-05" }, { "period": "2026-10-01", "regulatory_assets_under_management": 197200000.0, "total_employees": 1, "filing_date": "2026-02-18" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [ { "name": "48, Route DES Acacias, 1211 Geneva 73, Switzerland", "name_as_filed": "48, ROUTE DES ACACIAS, 1211 GENEVA 73, SWITZERLAND", "affiliated": false }, { "name": "525 Okeechobee Boulevard, West Palm Beach, Florida, 33401", "name_as_filed": "525 OKEECHOBEE BOULEVARD, WEST PALM BEACH, FLORIDA, 33401", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/osprey-capital-management-corp-miami-beach-fl-172524.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": null, "fewer_than_5": true, "raum": 182000000.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 15200000.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/172524", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }