# Osgood Capital Management, Inc.

> Osgood Capital Management, Inc. is a state-registered investment advisory firm in Spring, TX, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 314713
- Filed as: OSGOOD CAPITAL MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Spring, TX
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/314713
- AdvisorCensus page: https://advisorcensus.com/firm/osgood-capital-management-inc-spring-tx-314713

## Quick answers

**How is Osgood Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Osgood Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Osgood Capital Management, Inc. located?**
Osgood Capital Management, Inc.'s principal office is in Spring, TX, according to its Form ADV.

**Is Osgood Capital Management, Inc. registered with the SEC or a state?**
Osgood Capital Management, Inc. is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 314713.

**How much does Osgood Capital Management, Inc. manage?**
Osgood Capital Management, Inc. reports $48,192,390 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (83% discretionary).

**What types of clients does Osgood Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (85); high net worth individuals (25); pooled investment vehicles (other than investment companies and business development companies) (8).

**Does Osgood Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/314713

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $48,192,390
- Discretionary: $40,135,374
- Non-discretionary: $8,057,016

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 85 | $14,854,759 |
| High net worth individuals | 25 | $25,351,567 |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $7,986,064 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- osgoodassoc.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Osgood Capital Management, Inc. (CRD 314713): Form ADV filing data as of October 2026.