# Osceola Capital Management

> Osceola Capital Management is an SEC-registered investment advisory firm in Tampa, FL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 301565
- Filed as: OSCEOLA CAPITAL MANAGEMENT
- Legal name: Osceola Capital Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tampa, FL
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/301565
- AdvisorCensus page: https://advisorcensus.com/firm/osceola-capital-management-tampa-fl-301565

## Quick answers

**How is Osceola Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Osceola Capital Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Osceola Capital Management located?**
Osceola Capital Management's principal office is in Tampa, FL, according to its Form ADV.

**Is Osceola Capital Management registered with the SEC or a state?**
Osceola Capital Management is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 301565.

**How much does Osceola Capital Management manage?**
Osceola Capital Management reports $322,280,610 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Osceola Capital Management's assets and staff changed since 2021?**
In the Form ADV data for Osceola Capital Management: Regulatory assets under management: $158,642,076 in the October 2021 data and $322,280,610 in the October 2026 data, up 103%. Total employees: 8 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Osceola Capital Management serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Osceola Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/301565

**What changed in Osceola Capital Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $362,785,931 to $322,280,610 (-11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $322,280,610
- Discretionary: $322,280,610
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $322,280,610 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 9 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [osceola.com](https://osceola.com)
- LinkedIn @osceola-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $158,642,076 | 8 | April 30, 2021 |
| October 2022 | $207,520,927 | 7 | March 24, 2022 |
| October 2023 | $309,960,769 | 9 | July 6, 2023 |
| October 2024 | $361,219,000 | 10 | March 27, 2024 |
| October 2025 | $362,785,931 | 10 | March 27, 2025 |
| October 2026 | $322,280,610 | 9 | March 26, 2026 |

Regulatory assets under management: $158,642,076 in the October 2021 data and $322,280,610 in the October 2026 data, up 103%.
Total employees: 8 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $362,785,931 to $322,280,610 (-11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Osceola Capital Management (CRD 301565): Form ADV filing data as of October 2026.