# Osbon Capital Management, LLC

> Osbon Capital Management, LLC is an SEC-registered investment advisory firm in Boston, MA, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 134731
- Filed as: OSBON CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boston, MA
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/134731
- AdvisorCensus page: https://advisorcensus.com/firm/osbon-capital-management-llc-boston-ma-134731

## Quick answers

**How is Osbon Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Osbon Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Osbon Capital Management, LLC located?**
Osbon Capital Management, LLC's principal office is in Boston, MA, according to its Form ADV.

**Is Osbon Capital Management, LLC registered with the SEC or a state?**
Osbon Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 134731.

**How much does Osbon Capital Management, LLC manage?**
Osbon Capital Management, LLC reports $205,298,967 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (91% discretionary).

**How have Osbon Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Osbon Capital Management, LLC: Regulatory assets under management: $153,066,441 in the October 2021 data and $205,298,967 in the October 2026 data, up 34%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Osbon Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (55); pooled investment vehicles (other than investment companies and business development companies) (2).

**Which custodians does Osbon Capital Management, LLC use?**
Osbon Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Osbon Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/134731

**Does Osbon Capital Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 11, 2026 says: "Our firm generally provides advisory services to individuals and their related personal accounts. We suggest a minimum aggregated account size of $1,000,000."

**What changed in Osbon Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $181,515,765 to $205,298,967 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Account minimum: $1,000,000

> Our firm generally provides advisory services to individuals and their related personal accounts. We suggest a minimum aggregated account size of $1,000,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $205,298,967
- Discretionary: $187,447,400
- Non-discretionary: $17,851,567

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 55 | $201,432,109 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $3,866,858 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2018 (8 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- osboncapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $153,066,441 | 3 | March 24, 2021 |
| October 2022 | $151,283,432 | 4 | March 17, 2022 |
| October 2023 | $143,219,049 | 3 | May 1, 2023 |
| October 2024 | $173,700,906 | 3 | March 18, 2024 |
| October 2025 | $181,515,765 | 3 | March 18, 2025 |
| October 2026 | $205,298,967 | 3 | March 11, 2026 |

Regulatory assets under management: $153,066,441 in the October 2021 data and $205,298,967 in the October 2026 data, up 34%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $181,515,765 to $205,298,967 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Osbon Capital Management, LLC (CRD 134731): Form ADV filing data as of October 2026.